Lexie Barling

Chief Compliance Officer at The Retirement Planning Group
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Contact Information
us****@****om
(386) 825-5501

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Bio

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Credentials

  • IACCP®
    NRS - National Regulatory Services
    Mar, 2021
    - Nov, 2024
  • Series 24
    FINRA (Financial Industry Regulatory Authority)
    Nov, 2016
    - Nov, 2024
  • Series 7
    FINRA (Financial Industry Regulatory Authority)
    Jun, 2016
    - Nov, 2024
  • Series 65
    FINRA (Financial Industry Regulatory Authority)
    Dec, 2014
    - Nov, 2024

Experience

  • The Retirement Planning Group
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Chief Compliance Officer
      • Sep 2019 - Present

  • Creative Planning
    • United States
    • Financial Services
    • 700 & Above Employee
    • Compliance Manager
      • Jul 2018 - Sep 2019

  • UMB Bank
    • United States
    • Financial Services
    • 700 & Above Employee
    • Senior Compliance Analyst
      • Nov 2015 - Jun 2018

  • The Mutual Fund Store
    • Investment Management
    • 1 - 100 Employee
    • Compliance Analyst
      • May 2010 - Oct 2015

    • Client Services Representative
      • Oct 2006 - May 2010

  • American Century Investments
    • United States
    • Financial Services
    • 700 & Above Employee
    • Client Services
      • Sep 1992 - Mar 1999

Education

  • The University of Kansas
    Bachelor's degree, Business

Community

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