Experience

Supreme Universal

• India
• Real Estate
• 1 - 100 Employee

• Administration

  • Mar 2012 - Present

  Documentation, filing. Documentation, filing.



Elphistone, Mumbai

• India bulls Securities Ltd.

  • Sep 2006 - Feb 2011

  Local Compliance Officer  Tapping telephone lines of dealers to ensure all trade orders fall within the necessary rules and regulations lay down by SEBI and the internal compliance department.  Handle Loggers / Voicetel System for voice recording to ensure all trade orders are placed through recorded lines and verify the trade confirmation on daily basis on voice recording system.  Maintaining back up of voice recording system in MIS reporting format and send to HO on weekly basis in the form of DVD.  Ensure that ledgers are signed for walk-in client on daily basis and update data accordingly.  Confirming ledgers from clients and report the same to H.O (Gurgaon).  To look after the swapping of Terminal ID on the name of Respective dealer from H.O (Gurgaon) and also to send request to create new Terminal ID.  To work on Sakshi Software (Especially designed for online Compliance updation) on daily basis and update all reports on that software.  Send report of Power of Attorney of respective clients to H.O (Gurgaon).  Preparation MIS report on a daily, weekly & monthly basis.  Preparing various reports to record the deviations.  Handling client complaints.  Registration of BSE &NSE sub – broker.  Mapping of terminal Id’s. Show less



Andheri Mumbai marol

• Birla Sunlife Insurance Company

  • Mar 2005 - Apr 2006

  Back Office Executive,  My job was to ensure a proper follow up with the clients, verifying the application forms and approving the completed forms. Also ensure that once a policy has been issued & sent to the deserving client.  Taking supervisory calls if some client has some query that an agent not able solve related to policy's legal aspects.  Processing of client request embeds various tasks such as filling of application form updating documentations, verification of the credentials provided & forwarding the complete client file to the concern department.  Ensure that a flawless processing of client files, providing support regarding process and work flow.  Collect the data on computer software analyze them and prepare a monthly report Show less