Leanne Isaacs
Head of Risk & Compliance at Equity Trustees Fund Services- Claim this Profile
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Bio
Sarah Anderson
I found Leanne to be technically brilliant in her role at IFDS in terms of her knowledge of the industry as well as how forward thinking she was. She always managed to be "one step ahead". She has a "can do" attitude and always managed to cut through highly technical legal/commerical issues to offer sound, commercial and pragmatic recommendations. She had a demanding role at IFDS which she managed through sheer hard work, determination as well as great organisation and management skills . She also has great interpersonal skills and was a real pleasure to work with at IFDS.
Sarah Anderson
I found Leanne to be technically brilliant in her role at IFDS in terms of her knowledge of the industry as well as how forward thinking she was. She always managed to be "one step ahead". She has a "can do" attitude and always managed to cut through highly technical legal/commerical issues to offer sound, commercial and pragmatic recommendations. She had a demanding role at IFDS which she managed through sheer hard work, determination as well as great organisation and management skills . She also has great interpersonal skills and was a real pleasure to work with at IFDS.
Sarah Anderson
I found Leanne to be technically brilliant in her role at IFDS in terms of her knowledge of the industry as well as how forward thinking she was. She always managed to be "one step ahead". She has a "can do" attitude and always managed to cut through highly technical legal/commerical issues to offer sound, commercial and pragmatic recommendations. She had a demanding role at IFDS which she managed through sheer hard work, determination as well as great organisation and management skills . She also has great interpersonal skills and was a real pleasure to work with at IFDS.
Sarah Anderson
I found Leanne to be technically brilliant in her role at IFDS in terms of her knowledge of the industry as well as how forward thinking she was. She always managed to be "one step ahead". She has a "can do" attitude and always managed to cut through highly technical legal/commerical issues to offer sound, commercial and pragmatic recommendations. She had a demanding role at IFDS which she managed through sheer hard work, determination as well as great organisation and management skills . She also has great interpersonal skills and was a real pleasure to work with at IFDS.
Experience
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Equity Trustees Fund Services
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United Kingdom
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Financial Services
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1 - 100 Employee
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Head of Risk & Compliance
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Jan 2022 - Present
SMF 16SMF 17DPOH&S
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Director and Head of Risk & Compliance
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Mar 2017 - Mar 2022
SMF 3SMF 16SMF 17Data Protection OfficerH&S Officer
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Fund Partners Limited
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United Kingdom
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Financial Services
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1 - 100 Employee
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Director of Risk, Compliance & Oversight
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Mar 2016 - Feb 2017
Appointed to the Board of both regulated companies and Investor Administration Solutions Limited (Transfer Agency business).
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Head of Risk & Compliance
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May 2014 - Mar 2016
September 2015 - Approved as the CF10 (Compliance Oversight) and CF11 (MLRO) for both regulated entities.Responsible for the development and implementation of a robust internal Risk, Compliance, Regulatory Change and Financial Crime Framework.Regulatory oversight of the delegated Fund Accountant, Transfer Agent, Depositary, Brokers and other outsourced suppliers.Appointed the second in command to the Co CEO Oversight at Fund Partners. The Oversight stream has responsibility for the complete oversight framework of Custodians, Depositaries, Investment Managers, Transfer Agents and Fund Accountants. As well as taking on some of the day to day management responsibilities from the Co CEOs. Show less
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Senior Manager Investment Office
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Jun 2011 - May 2014
Regulatory, Investment and Operational oversight of all delegated Investment Managers and the Funds (UCITS, NURS, FAIF and QIS)
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PineBridge Investments
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United States
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Financial Services
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500 - 600 Employee
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Compliance Associate
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Feb 2010 - Jun 2011
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First State Investments
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United Kingdom
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Investment Management
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1 - 100 Employee
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Senior Compliance Analyst
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Sep 2006 - Feb 2010
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Jupiter Asset Management
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United Kingdom
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Investment Management
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700 & Above Employee
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Assistant Compliance Officer
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Aug 2005 - Sep 2006
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Janus Henderson Investors
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United Kingdom
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Financial Services
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700 & Above Employee
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Compliance Associate
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Nov 2003 - Aug 2005
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J.P. Morgan
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United States
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Financial Services
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700 & Above Employee
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Compliance Assistant
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Jun 2001 - Nov 2003
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National Bank of Canada
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Canada
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Banking
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700 & Above Employee
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Compliance Assistant
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Jan 2000 - Jun 2001
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Education
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CFA Society United Kingdom
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Chartered Institute of Securities and Investments
Community
