Kathryn Stephany, JD

General Counsel at FactRight, LLC
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Contact Information
us****@****om
(386) 825-5501
Location
Eden Prairie, Minnesota, United States, US
Skills

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5.0

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Jamie Hanson

Kate was a professional who showed maturity beyond her age. The company was truly at a loss when she left. If I had the oppotunity to hire her I would do so without a second thought.

Sheila Condron

Kate is a detailed individual whose research and analytical skills help her resolve situations in a timely manner. She's very enthusiastic about her work. She's always willing to take on challenges and recommend the best solutions. She is very ethical and dependable. Kate's positive attitude helps make her an associate that you want to work with!

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Credentials

  • Advisory Board Member - Women in Leadership Program
    College of Business- Minnesota State University, Mankato
    Nov, 2021
    - Sep, 2024

Experience

  • FactRight, LLC
    • United States
    • Investment Management
    • 1 - 100 Employee
    • General Counsel
      • Nov 2020 - Present

    • Manager and Securities Attorney
      • Jul 2019 - Nov 2020

    • Securities Attorney
      • Sep 2013 - Nov 2020

      As staff attorney, Kate performs in-depth legal due diligence and analysis on all investment offering types. She assists in the analysis of regulatory and contractual issues and in the composition of offering and investment committee reports for FactRight’s and FR Risk Management’s broker dealer clients. Kate also internally supports FactRight and FR Risk Management’s legal needs.REISA March 2014 panelistADISA September 2014 moderatorADISA March 2015 panelist and moderator

    • Independent Contractor
      • Nov 2012 - Sep 2013

      Analyze relevant documentation and prepare due diligence reports on Delaware Statutory Trusts (DST) and real estate investment trusts (REIT).

  • Wolters Kluwer Financial Services through Beacon Hill Staffing
    • Compliance Consulting Specialist Contractor
      • May 2012 - Nov 2012

      Performing compliance analysis of loan records for flood regulations related to an OCC examination. Performing legal research into civil procedure matters related to financial compliance for banking customers. Performing compliance analysis of loan records for flood regulations related to an OCC examination. Performing legal research into civil procedure matters related to financial compliance for banking customers.

  • Beacon Hill Staffing Group at Maslon, Edelman, Borman & Brand, LLP
    • Document Review Attorney
      • Apr 2012 - Apr 2012
  • Robins, Kaplan, Miller & Ciresi L.L.P.
    • United States
    • Project Attorney
      • Jul 2011 - Mar 2012

      o Completed document production “clean-up” assistance for the Document Attorneys. o Reviewed completed e-discovery documents at a secondary level for quality control. o Reviewed client’s documents for e-discovery purposes. o Completed document production “clean-up” assistance for the Document Attorneys. o Reviewed completed e-discovery documents at a secondary level for quality control. o Reviewed client’s documents for e-discovery purposes.

  • Running Law Firm, P.C.
    • Associate Attorney
      • Oct 2010 - Jun 2011

    • Law Clerk
      • Jun 2010 - Oct 2010

  • Running Law Firm, Clinic, WMCL
    • Student Attorney - Independent Bankruptcy Clinic
      • Jan 2010 - May 2010

      Assisting pro se clients with Chapter 7 personal bankruptcy from filing to discharge Assisting pro se clients with Chapter 7 personal bankruptcy from filing to discharge

  • MJF Self-Help Library Pro Se Clinic
    • Student Volunteer
      • Sep 2009 - Dec 2009

      Assist pro se clients with forms related to dissolutions, expungement, and child support modification. Assist pro se clients with forms related to dissolutions, expungement, and child support modification.

  • Minnesota State Public Defender
    • Legal Courier
      • Apr 2009 - Dec 2009

      File briefs at the Minnesota Court of Appeals and Minnesota Supreme Court. Locate court files, exhibits, and documentation for attorneys. File briefs at the Minnesota Court of Appeals and Minnesota Supreme Court. Locate court files, exhibits, and documentation for attorneys.

  • The Duggins Law Firm, LLC
    • Law Clerk
      • Jan 2008 - Dec 2008

      Represented clients as a Certified Student Attorney. Prepared and filed letters, affidavits, subpoenas, certificates of representation, and elements of memos. Registered as a Notary Public for the State of Minnesota. Represented clients as a Certified Student Attorney. Prepared and filed letters, affidavits, subpoenas, certificates of representation, and elements of memos. Registered as a Notary Public for the State of Minnesota.

  • CUNA Mutual Group
    • United States
    • Financial Services
    • 700 & Above Employee
    • Operation Specialist
      • Jun 2005 - Jun 2007

      Diagnosed and resolved training, documentation, manual customization integration, and process improvement issues with internal departments and external customers. Validated and maintained multiple accounts in excess of $7 million.

    • SRM Transaction Specialist
      • Dec 2004 - Jun 2005

      Processed specialized daily financial transactions for all internal companies to all taxable agencies.

Education

  • Mitchell Hamline School of Law
    Juris Doctor, Bankruptcy, Business Law
    2007 - 2010
  • University of Illinois Urbana-Champaign
    Bachelor of Science, Finance (Insurance, Risk Management; Accounting
    2001 - 2003

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