Keri Chervitz
Compliance Manager at HC Technologies, LLC- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
New York, New York, United States, US
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Bio
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Credentials
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Certified Anti-Money Laundering Specialist (CAMLS)
ACAMS -
General Securities Representative (Series 7)
FINRA -
Registered Options Principal (Series 4)
FINRA -
Securities Trader Compliance Officer (Series 14)
FINRA -
Securities Trader Principal (Series 24)
FINRA -
Securities Trader Representative (Series 57)
FINRA
Experience
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HC Technologies, LLC
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United States
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Financial Services
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1 - 100 Employee
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Compliance Manager
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Dec 2020 - Present
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Ronin Capital
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United States
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Financial Services
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1 - 100 Employee
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Compliance Manager
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Jun 2012 - Aug 2020
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Compliance Administrator
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Jun 2006 - Jun 2012
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Education
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University of Michigan
Bachelor of Arts - BA, Economics
Community
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