Experience

DCFX

• Malaysia
• Financial Services
• 1 - 100 Employee

• Executive Director

  • Jun 2021 - Present



Bohai Futures Brokerage Co., Ltd.

• China
• Investment Banking

• Assistant General Manager

  • Jun 2016 - Dec 2020

  In charge risk control and compliance management of Bohai Rongsheng Capital Management Co., Ltd., a wholly-owned subsidiary of Bohai Futures Co., Ltd., June 2019, concurrent management of the company's brokerage department, including sixteen department such as branches, sales department and business units. In charge risk control and compliance management of Bohai Rongsheng Capital Management Co., Ltd., a wholly-owned subsidiary of Bohai Futures Co., Ltd., June 2019, concurrent management of the company's brokerage department, including sixteen department such as branches, sales department and business units.



Hongta Futures

• Kunming, Yunnan, China

• Chief Risk Officer (CRO)

  • Dec 2009 - Jun 2016

  In accordance with the requirements of the CSRC, supervise the company's business conduct and take charge of the company's Compliance Audit Department. Continue to be in charge of the I.T. Department, Risk Control Department and Settlement Department. Invited by Yunnan Securities Futures Industry Association, served as the follow-up training instructor for employees in the region. In accordance with the requirements of the CSRC, supervise the company's business conduct and take charge of the company's Compliance Audit Department. Continue to be in charge of the I.T. Department, Risk Control Department and Settlement Department. Invited by Yunnan Securities Futures Industry Association, served as the follow-up training instructor for employees in the region.



Hongta Future Co. Ltd.

• Kunming, Yunnan, China

• Assistant General Manager

  • Oct 2008 - Dec 2009

  In charge of the I.T. Department, Risk Control Department and Settlement Department. Set up all systems that meet the requirements will be revised and formulated in order to apply for membership of CFFE. In charge of the I.T. Department, Risk Control Department and Settlement Department. Set up all systems that meet the requirements will be revised and formulated in order to apply for membership of CFFE.



Chengdou GUANHUA Futures broker Co., ltd.

• China
• Investment Banking

• Assistant General Manager

  • Sep 2007 - Sep 2008

  In charge of the management of I.T. Department, Risk Control Department and Settlement Department. At the invitation of the Sichuan Regulatory Bureau of the CSRC, participated in the clearance group of Jialing Futures' misappropriation of customer margins, which ended at the beginning of 2009. In charge of the management of I.T. Department, Risk Control Department and Settlement Department. At the invitation of the Sichuan Regulatory Bureau of the CSRC, participated in the clearance group of Jialing Futures' misappropriation of customer margins, which ended at the beginning of 2009.



Chengdou GUANHUA Futures broker Co., ltd.

• China
• Investment Banking

• Member of the Supervisory Board

  • Jan 2001 - Mar 2005

  Responsible for the clear out of Guanghai futures client margins, the establishment of a clearance group, the formulation of clearance rules. Responsible for the preparation and preparation of all the information required for the preparation of Guanhua Futures, the formulation of all the company's systems and the CSRC report. Matters assigned to supervisors by the Company Law. On July 2003, Guanhua Futures was approved for the opening of the CSRC. Responsible for the clear out of Guanghai futures client margins, the establishment of a clearance group, the formulation of clearance rules. Responsible for the preparation and preparation of all the information required for the preparation of Guanhua Futures, the formulation of all the company's systems and the CSRC report. Matters assigned to supervisors by the Company Law. On July 2003, Guanhua Futures was approved for the opening of the CSRC.



RUIDA Futures Co., ltd.

• China
• 1 - 100 Employee

• RISK CONTROL DIRECTOR

  • Apr 2002 - Oct 2004

  Responsible for the formulation of all the company's systems, business decisions to put forward risk control and compliance recommendations. In charge of the management of the I.T. Department and Settlement Department. Served as DCE, ZCE and SHFC Sichuan area expert team members Responsible for the formulation of all the company's systems, business decisions to put forward risk control and compliance recommendations. In charge of the management of the I.T. Department and Settlement Department. Served as DCE, ZCE and SHFC Sichuan area expert team members