Senior Associate

• Nov 2022 - Present

KYC Remediation Analyst

• Oct 2021 - Nov 2022

Know-Your-Customer Remediation: ➢ Extracting existing information from client’s (private bank) database to reorganized for ease of interpretation against MAS requirements. ➢ Identifying gaps or lack of information within the bank’s client’s Source of Wealth accumulation and ensure that at least 70% of SoW is corroborated for low-mid risk customer and 90% for high-risk customer. ➢ Reaching out to the bank’s stakeholders to request for information and supporting document and/or arrive at a justified documentation for lack of information/supporting document. ➢ Liaise and manage bank’s relationship manager’s expectation with the Remediation project. ➢ Actively participate in daily meetings to discuss on ways to efficiently extract information from client’s database and communicate with client’s relationship manager. Show less

Assistant Manager/Senior Compliance Officer

• Apr 2021 - Oct 2021

Team Lead:➢ Manage a team of 6 to handle all aspects of KYC/CDD relating to New Business.➢ Provide mentoring and conducting ad hoc trainings.➢ Management reporting.➢ Quality assurance and process improvementKnow-Your-Customer:➢ Performs name screening.➢ Creation of Internal Watchlist entries.➢ Perform trawling, manage risk exposure and report to Head of AML team and/or relevant parties.Customer Due Diligence:➢ Perform CDD/ECDD (Fact Find) and reporting of assessment to Senior Management Team.➢ Perform validation and/or corroboration of customer’s KYC information.➢ Liaise with internal stakeholders to obtain documents.Standards and guidelines:➢ Liaise with Governance team to furnish Trawling and LEA standards.➢ Prepared system usage guideline for FPMS system Show less

AML/CFT Compliance Officer

• Jan 2018 - Mar 2021

CDD Analyst

• Jul 2016 - Dec 2017

Forex broker

• Jul 2015 - Jun 2016

➢ Assist to buy/sell SGD/USD and THB/USD currencies for clients. ➢ Developing and strengthening relationships with existing, and new clients. ➢ Assist to buy/sell SGD/USD and THB/USD currencies for clients. ➢ Developing and strengthening relationships with existing, and new clients.