Experience

NEXT Financial Group

• United States
• Financial Services
• 100 - 200 Employee

• Compliance Analyst

  • Dec 2008 - Present



Invesco US

• United States
• Investment Management
• 700 & Above Employee

• Investment Services Manager

  • Jan 1996 - Oct 2005

  Manager of multi-functional operations group responsible for document imaging, check processing, and document retention and research. Department consisted of three direct reporting front-line Supervisors and up to 60 Associates. Ensured timely opening, sorting, scanning, and electronic distribution of over 10,000 documents and packages daily. Ensured the timely, accurate processing and deposit of up to $100 million in check related purchases daily. Ensured timely response to internal and external research requests. Worked with Unisys check processing equipment and Kodak imaging equipment. Responsible for paper document destruction schedule. Responsible for all department budgeting activity. Responsible for providing premier internal and external customer service according to division and company goals. Responsible for vendor relations, including maintenance contract negotiation and invoicing. Responsible for department business recovery plan across multiple sites. Show less