Orion Wealth Management LLC - Strategic Partner with Our Infinite Company

• Oct 2023 - Present

We collaborate with Our Infinite Company to help employees of Public Schools, Universities , Nonprofit organizations, and employees of certain state and government agencies understand their retirement and pension benefits to better prepare for retirement utilizing 403b, and 457 Plans. “Orion Wealth Management is a separate entity from LPL Financial.” We collaborate with Our Infinite Company to help employees of Public Schools, Universities , Nonprofit organizations, and employees of certain state and government agencies understand their retirement and pension benefits to better prepare for retirement utilizing 403b, and 457 Plans. “Orion Wealth Management is a separate entity from LPL Financial.”

LPL Ambassador Council

• May 2022 - Present

The Ambassador Council program provides a formal opportunity for advisors and institution leaders to stay closely connected to LPL’s strategic roadmap and key executives, and to share their experience, feedback, and support with peers by affiliation type. Council members serve a multi-year term and attend a series of in-person meetings during their tenure. They also contribute through year-round ad hoc participation supporting LPL communications, events and initiatives, and by connecting with their LPL colleagues on an ongoing basis to ensure their perspectives are brought forward. Show less

President & CCO

• Dec 2017 - Present

Orion Wealth Management is a privately-owned Wealth Management firm headquartered in the beautiful Firewheel Town Center of North Garland, Texas. Our clients include, small business owners, physicians, high net worth individuals, trusts and retirees. We specialize in creating income generating portfolios using detailed proprietary analytics. I have 3 decades of portfolio management experience, and hold FINRA licenses Series 7, 63, 24, and life accident and health through LPL Financial and Series 65 through Orion Wealth Management LLC. Orion Wealth Management manages 6 different core strategies including, equity, fixed income, and balanced portfolios. Our research efforts focus on mitigating risk, and preservation of capital while seeking overlooked or undervalued securities which we believe may have significant long-term upside potential. Show less

Orion Wealth Management LLC.- Strategic Partner with Betterment Advised 401 (K)

• Sep 2021 - Present

Since their founding in 2010, Betterment has changed the financial industry with technological innovation, investing automation, and an intuitive client experience. The result? They can easily manage billions of dollars in investments--while also offering personalized advice aimed at helping their clients achieve their unique goals. Betterments digital platform makes it easy for you to manage a 401(k) plan, and easy for your employees to handle their finances. Betterment simplifies your plan administration, making it easy for you to offer your employees a better 401(k) quickly and easily—all for a fraction of the cost of most providers. “Orion Wealth Management is a separate entity from LPL Financial” Show less

FINRA Dispute Resolution Arbitrator

• Dec 2017 - Present

I serve the investing public and the securities industry by resolving securities-related disputes. FINRA Arbitrators listen to both sides of a securities-related dispute,weigh the facts and render a final and binding decision. My role is to maintain a fair, impartial and efficient system of dispute resolution. I serve the investing public and the securities industry by resolving securities-related disputes. FINRA Arbitrators listen to both sides of a securities-related dispute,weigh the facts and render a final and binding decision. My role is to maintain a fair, impartial and efficient system of dispute resolution.

Branch Manager 360 Wealth Management-LPL

• Mar 2015 - Dec 2017

OSJ for a LPL office in Texas. OSJ for a LPL office in Texas.

Branch Manager

• May 2013 - Mar 2015

Managing a Satellite office,hiring staff, managing office P&L and recruiting experienced Financial Advisors.Compliance oversight,coaching, training and developing successful financial advisors. Managing a Satellite office,hiring staff, managing office P&L and recruiting experienced Financial Advisors.Compliance oversight,coaching, training and developing successful financial advisors.

Managing Principal

• Sep 2005 - May 2013

Managing a Division office with 12 advisors. Recruiting, compliance oversight, training and developing successful financial advisors. Managing a Division office with 12 advisors. Recruiting, compliance oversight, training and developing successful financial advisors.

Regional Vice President

• Jul 2003 - Sep 2005

Managing a Regional office. Recruiting advisors, and conducting public seminars on Estate and Retirement Planning. Managing a Regional office. Recruiting advisors, and conducting public seminars on Estate and Retirement Planning.

VP-Wealth Management Group

• Dec 2001 - Jul 2003

VP Investments - Portfolio Manager

• Jul 1987 - Dec 2001