Kelly Klein, CFP®, ECA

Lead Advisor, Investment Advisor Representative at Sound Income Strategies
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Contact Information
Location
Greater Tampa Bay Area
Languages
  • English Native or bilingual proficiency
  • French Professional working proficiency

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Bio

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5.0

/5.0
/ Based on 2 ratings
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Pratik Hanagodimath

My contract with previous company was ending and I was looking for a new contracting opportunity. Kelly found and contacted me with an exciting job role. We had an initial meeting to discuss the job requirements and my interests. Kelly arranged quick interviews with her client and provided updates in a timely manner. Very pleased with the way things went during the interview process. Impressed with Kelly's sincere work ethics, follow up's and clear communications. Appreciate all the assistance and advise she has provided!.

Amy Plaza

I found myself laid off after 15 years of employment and had no idea where to start. I had a few recruiters contact me about possible job opportunities but Kelly was the only one to listen to my requests and find something that fit my skill set. I met with her a couple of times and she was always professional and personable. She arranged an interview quickly and I ended up getting the job. Since then she has stayed in contact with me and checking to see how things are going. Anytime I've had questions she has answered them as quickly as possible. This was my first time dealing with recruiters and I'm happy that Kelly contacted me. I appreciate all the help and coaching she gave me.

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Credentials

  • Equity Compensation Associate
    Santa Clara University Leavey School of Business
    Dec, 2022
    - Sep, 2024
  • 2-15 Life Insurance Incl Var Annuity & Health
    Florida Department of Financial Services
  • Certified Financial Planner (CFP)
    CFP Board
  • Series 63 - Uniform Securities Agent State Law
    FINRA
  • Series 66 - Uniform Combined State Law
    FINRA
  • Series 7 - General Securities Representative
    FINRA

Experience

    • United States
    • Financial Services
    • 1 - 100 Employee
    • Lead Advisor, Investment Advisor Representative
      • Dec 2022 - Present
    • United States
    • Financial Services
    • 700 & Above Employee
    • Investment Consultant
      • Aug 2021 - Nov 2022

    • Workplace Planning Consultant III
      • Sep 2020 - Aug 2021

    • Workplace Planning Consultant II
      • Feb 2020 - Sep 2020

    • Workplace Planning Consultant
      • Sep 2019 - Feb 2020

    • Investment Solutions Representative
      • Sep 2018 - Aug 2019

    • Financial Services Representative
      • Nov 2017 - Sep 2018

Education

  • Miami University Farmer School of Business
    Bachelor of Science (B.S.) Business, Marketing
  • Miami University
    Minor, French Language
  • Notre Dame Academy, Park Hills, Kentucky
    Diploma, High School
  • College for Financial Planning
    CFP® Certification Professional Education Program, Issued August 2020
  • Certified Equity Professional Institute
    Silicon Valley Executive Center, Leavey School of Business

Community

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