Experience

Barrow Hanley Global Investors

• United States
• Investment Management
• 100 - 200 Employee

• Operations & Client Service - Fixed Income

  • 2015 - Present



J.P. Morgan

• United States
• Financial Services
• 700 & Above Employee

• Alternative Investments Analyst

  • 2011 - 2015

  - Responsible for end-to-end execution of client trades, position confirmation and accounting, investment and non-investment cash management, as well as responding to all client inquires- Prepped between up to150 monthly subscription, redemption, transfer, and other Hedge Fund and Private Equity trading documents and submitted to fund administrators under strict deadlines each month.- Lead team member for $5B client on-boarding. Worked with client and previous custodian to complete transfer of assets.- Monthly reconciliation of over 1000 statements and trade activity confirmations to produce monthly accounting NAVs- Resolved account balance discrepancies with external administrators and internal accounting groups.- Additional Activities: Monthly Billing for client portfolios using Excel spreadsheets, UAT system testing, Hosted bi-weekly client calls, Pulled daily metrics for morning meetings, Training/Mentoring of new employees. Show less

• Fund Accountant

  • Apr 2009 - Jun 2011

  - Reconciled accounting system for daily, monthly, and annual accounting NAVS and ensured correct reporting of cash and assets for client accounts.- Accounted for numerous security products including equities, bonds, swaps, options, and futures.- Performed three-way manager reconciliation between the accounting system, custody, and the investment manager.- Verified prices, P&I payments, trades, and other data using Bloomberg platform.



Placemark Investments

• Investment Management
• 1 - 100 Employee

• Portfolio Manager / Operations Analyst

  • Jun 2006 - Mar 2009

  - Reviewed, analyzed, and approved client accounts for trading based on manager model changes, cash deposit or withdrawal requests, account re-balancing, and tax purposes. - Submitted Equities, Mutual Funds, and Fixed Income securities on a managed account platform. - Monitored and analyzed individual client accounts with an emphasis on tracking errors, cash weightings, wash-sale violations and net tax positions. - Reconciled client assets between custody and client accounts daily. - Enhanced trading and operations procedures to help minimize errors through the trading and reconciliation processes. Show less



J.P. Morgan

• United States
• Financial Services
• 700 & Above Employee

• Fund Accountant

  • May 2004 - Jun 2006



Ameritrade

• Financial Services
• 1 - 100 Employee

• Stock Broker

  • May 1999 - Apr 2001

  - Responded to incoming customer phone calls and input stock and options orders per customer instructions. - Assessed and managed high risk situations related to cash balances and securities holdings - Processed orders entered by customers routed to the review process. - Licensed registered representative with the FINRA. - Responded to incoming customer phone calls and input stock and options orders per customer instructions. - Assessed and managed high risk situations related to cash balances and securities holdings - Processed orders entered by customers routed to the review process. - Licensed registered representative with the FINRA.