Keith Roberts

Compliance Officer at CORDA Investment Management
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Contact Information
us****@****om
(386) 825-5501
Location
US
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Experience

  • CORDA Investment Management
    • United States
    • Investment Management
    • 1 - 100 Employee
    • Compliance Officer
      • Aug 2022 - Present
  • VALIC Financial Advisors
    • Vice President, Field Supervision
      • Nov 2014 - Aug 2022
  • Global Financial Services, LLC
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Chief Compliance Officer
      • Jun 2008 - Nov 2014

      Responsible for all aspects of compliance for a broker-dealer and investment advisor affiliate. Formerly CFO (June 2008 - September 2011) Responsible for all aspects of compliance for a broker-dealer and investment advisor affiliate. Formerly CFO (June 2008 - September 2011)

  • US Fiduciary
    • Financial Services
    • 1 - 100 Employee
    • Vice-President Operations/Chief Compliance Officer
      • Jul 2007 - Jun 2008
  • Broker-Dealer/Investment Adviser
    • United States
    • Director of Operations
      • 2004 - 2007
  • AIG VALIC
    • Director of Operations
      • 1993 - 2004

      Director of Operations for VALIC Financial Advisors Director of Operations for VALIC Financial Advisors

Education

  • The University of Texas at Austin
    BBA, Finance
    1979 - 1983

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