Kay Leslie. FICA

Compliance Director at HL Partnership Limited
  • Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Location
UK

Topline Score

Topline score feature will be out soon.

Bio

Generated by
Topline AI

You need to have a working account to view this content.
You need to have a working account to view this content.

Experience

    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Compliance Director
      • May 2021 - Present

    • Director
      • Jun 2019 - Present

    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Consultant
      • Jun 2019 - May 2021

    • United Kingdom
    • Real Estate
    • 1 - 100 Employee
    • Group Compliance Director
      • Dec 2010 - May 2019

      Regulatory responsibility for LSL financial services - Advance Mortgage Funding Limited, First Complete Limited including TMA, PRIMIS brands Manage a team of Compliance Professionals Regulatory responsibility for LSL financial services - Advance Mortgage Funding Limited, First Complete Limited including TMA, PRIMIS brands Manage a team of Compliance Professionals

    • Compliance Director
      • 2005 - 2010

    • Head of Compliance
      • Nov 2000 - Jan 2005

      Managed transfer from outsourced delivery to inhouse supervision whilst voluntary regulator. Part of project team working with the FSA to deliver effective handover to statutory regime. Supervised team that monitored the Mortgage Industry, from Lenders to Intermediaries Managed transfer from outsourced delivery to inhouse supervision whilst voluntary regulator. Part of project team working with the FSA to deliver effective handover to statutory regime. Supervised team that monitored the Mortgage Industry, from Lenders to Intermediaries

    • Banking
    • 100 - 200 Employee
    • Compliance Controller (Group)
      • 1998 - 2000

      Part of the team that created Egg as the first internet based bank, wonderful and life changing experience. Part of the team that created Egg as the first internet based bank, wonderful and life changing experience.

Education

  • Perry Common School
    Secondary Education
    1975 - 1980

Community

You need to have a working account to view this content. Click here to join now