Kathy C.
Compliance Manager at Guotai Junan International- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Gold Feature
Click to upgrade to our gold package
for the full feature experience.
Location
Hong Kong SAR, HK
Topline Score
Topline score feature will be out soon.
Bio
Generated by
Topline AI
You need to have a working account to view this content.
Join now
You need to have a working account to view this content.
Join now
Experience
-
国泰君安国际 Guotai Junan International
-
Hong Kong
-
Financial Services
-
200 - 300 Employee
-
Compliance Manager
-
Nov 2022 - Present
-
-
-
RBC
-
Canada
-
Banking
-
700 & Above Employee
-
Compliance Officer
-
Jun 2020 - Mar 2022
-
-
-
Hong Kong Exchanges and Clearing Limited (HKEX)
-
Hong Kong
-
Financial Services
-
700 & Above Employee
-
Associate, Market Surveillance and Monitoring
-
Sep 2016 - Jun 2020
-
-
-
-
Associate, Compliance
-
Jun 2015 - Sep 2016
-
-
Community
You need to have a working account to view this content.
Click here to join now
