Kate Carey

Compliance Officer/MLRO at Maples Group
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Contact Information
us****@****om
(386) 825-5501
Location
British Virgin Islands, VG
Languages
  • German -
Skills

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Credentials

  • Certified Anti-Money Laundering Specialist (CAMS)
    ACAMS
    Jul, 2015
    - Nov, 2024
  • Advance Certificate in International Compliance
    International Compliance Association
    Jan, 2014
    - Nov, 2024
  • Diploma in International Trust Management - in process
    STEP – Advising Families Across Generations

Experience

  • Maples Group
    • Cayman Islands
    • Financial Services
    • 700 & Above Employee
    • Compliance Officer/MLRO
      • Jun 2020 - Present

  • Women's Offshore Network
    • Director
      • Jun 2018 - Jun 2020

      Women's Offshore Network is a non-profit networking group for women in the BVI financial services industry. Women's Offshore Network is a non-profit networking group for women in the BVI financial services industry.

  • Portcullis Group
    • Financial Services
    • 1 - 100 Employee
    • Operations Assurance Manager/MLRO
      • Apr 2014 - Jun 2020

      Conduct reviews of the internal controls, processes and procedures on a risk critical basis to enable the Company to achieve effective and efficient corporate governance and risk management. Maintain a compliance assurance program to assess and enhance operational and AMLCFT policies and procedures. Oversee corporate and compliance projects including economic substance implementation, BOSS and CRS reporting.Receive, assess and file suspicious activity reports. Assist to implement and enforce Company's compliance systems.Oversee human resource management and ensure compliance with Group employment policies, local employment legislation and industry practices.

  • Ballast & Capel Business Consulting Ltd.
    • Virgin Islands, British
    • Business Consulting and Services
    • Consultant
      • Nov 2011 - Feb 2013

      Provide end to end support and consulting to clients in the legal, corporate services and offshore trust industry. Provide end to end support and consulting to clients in the legal, corporate services and offshore trust industry.

Education

  • STEP
    Affiliate Member
    2019 -
  • Financial Services Institute
    An Introduction to Corporate Governance
    2019 - 2019
  • Risk Based Auditing
    Certificate of Completion, The Fundamentals of Risk Based Auditing
    2019 - 2019
  • Six Sigma
    Six Sigma White Belt
    2019 - 2019
  • Monash University
    Certificate of Achievement, Introduction to Law
    2017 - 2017
  • Chartered Management Institute
    Associate of the Chartered Management Institute (ACMI)
    2005 - 2005
  • HLSCC
    Human Resource Management
    2005 - 2006
  • The University of Kent
    Bachelor of Science, Psychology (Hons)
    1999 - 2003

Community

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