Kate Phillis, NCCO, NCRM

Senior Director of Compliance at Nymbus
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Experience

    • United States
    • Banking
    • 100 - 200 Employee
    • Senior Director of Compliance
      • Nov 2022 - Present

    • Director Of Compliance
      • Feb 2022 - Nov 2022

    • Audit & Compliance Advisor
      • Jun 2021 - Feb 2022

    • Australia
    • Individual and Family Services
    • Owner/Artist
      • Mar 2020 - Present

      Bettendorf, IA

    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Officer
      • Apr 2021 - Jun 2021

    • Assistant Compliance Officer
      • Dec 2020 - Mar 2021

      Moline, Illinois, United States

    • Owner/Care Provider
      • Mar 2020 - Dec 2020

      Bettendorf, IA

    • United States
    • Financial Services
    • 100 - 200 Employee
    • Compliance Officer
      • Aug 2019 - Mar 2020

      Moline

    • Compliance Specialist II
      • Dec 2018 - Aug 2019

      Moline, Illinois

    • Compliance Specialist
      • Apr 2018 - Dec 2018

      Eldridge, Iowa

    • Member Contact Agent II
      • Feb 2018 - Apr 2018

      Eldridge, Iowa

    • Member Contact Agent
      • Aug 2017 - Feb 2018

      Moline, Illinois

    • United States
    • Financial Services
    • 100 - 200 Employee
    • Internal Compliance Auditor
      • Oct 2016 - Jul 2017

      Moline, Illinois

    • United States
    • Legal Services
    • 1 - 100 Employee
    • Sales and Service Manager
      • Oct 2015 - Oct 2016

    • Teller Coordinator II
      • May 2014 - Oct 2015

    • United States
    • Banking
    • 200 - 300 Employee
    • Teller Supervisor
      • Nov 2012 - Apr 2014
    • Advertising Services
    • 700 & Above Employee
    • Account Manager
      • Mar 2012 - Nov 2012

      Responsible for renewing 100 accounts a month. I was expected to call to the client, up sell and provide customer satisfaction to all of my clients.

    • United States
    • Motor Vehicle Manufacturing
    • 200 - 300 Employee
    • Sales Consultant
      • Dec 2011 - Mar 2012

      Iowa City, Iowa Area I was to call past clients and watch the sales floor for new potential customers. We had to meet weekly sale's goals.

    • Personal Assistant
      • May 2011 - Mar 2012
    • United States
    • Retail
    • 700 & Above Employee
    • Product Ambassador
      • Apr 2009 - May 2011

      I was responsible for knowing all the features of our new products. I was in charge of training new employees and including but not limited to, counting down and running the cash register at the end of the night.

    • United States
    • Restaurants
    • Server, Bartender, and Hostess
      • Mar 2005 - May 2010

Education

  • University of Iowa
    BA Degree, Theatre Arts & Design
    2007 - 2011
  • NAFCU Virtual Risk Management Seminar
    NAFCU Certified Risk Manager
    2022 - 2022
  • Louisa-Muscatine HS
    HS Diploma, Hs
    2003 - 2007
  • NAFCU Compliance Regulatory School
    NAFCU Certified Compliance Officer, Compliance

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