Experience

Voyint

• United States
• Security and Investigations
• 1 - 100 Employee

• Compliance and Quality Control Manager

  • Apr 2022 - Present

  • Manage quality control and compliance requirements for intelligence collection, research, and analysis services provided to industry and government organizations • Conduct quality control review of due diligence reports, pre-employment, background checks and investigation services offered to clients • Proactively support the identification of any criminal activities, fraud, OFAC and PEP compliance related risks for clients • Ensure all policy required documents/records are complete, consistent, and accurate; and compliance checks are in place • Create and update procedural documents and guidelines for internal use • Monitor regulators to identify any new regulatory developments with relation to Fair Credit Reporting Act (FCRA), Foreign Corrupt Practices Act (FCPA), and Anti-Money Laundering (AML) /Know Your Customer (KYC) • Identify gaps and areas of improvement in existing processes and policies and support implementation for change management needs • Provide support, guidance, train new analysts, and serve as a subject matter expert. Show less



Deloitte

• Business Consulting and Services
• 700 & Above Employee

• Senior Risk Consultant (Deloitte Global (DTTL) & Deloitte US)

  • Dec 2018 - Apr 2022

  • Supported strategy development and priority setting of the Global Risk Sensing (GRS) program; managed program execution • Reported and presented insights to Deloitte Global leadership, and managed the relationship between GRS and Deloitte Global leadership, Deloitte Global business and enabling areas, member firm representatives, and third parties • Led and/or contributed to various initiatives and projects, such as Financial Crimes Project, focused on developing globally consistent Anti-Money Laundering (AML) and Sanctions and Export Controls policies, guidelines, and compliance programs • Created, managed, and contributed to the development of various communications, including risk sensing alerts, roundups, monthly program overview reports, and other ad hoc reports related to potential risks for internal stakeholders as required • Analyzed and monitored both traditional and social media to determine trends in potential risks to Deloitte Global, the Deloitte network of member firms, the profession, and/or competitors, while applying judgment to identify emerging risks/trends that may also have an impact • Structured, developed, and maintained detailed search queries in support of both specific client matters, as well as enterprise and emerging risk areas, perform due diligence checks • Contributed to the identification and sharing of risk sensing best practices, and promoted the adoption of consistent processes, templates, and tools across the Deloitte network • Developed key metrics, recommendations, and effective senior management presentation materials • Managed the GRS database (Salesforce platform) • Provided support, guidance, and advice to member firms on the development and enhancement of their risk sensing programs. Show less



J.P. Morgan

• United States
• Financial Services
• 700 & Above Employee

• Project Management Associate | Regulatory Operations

  • May 2018 - Oct 2018

  • Executed daily Legal and Regulatory Change Management (LRCM) operational process • Monitored regulators to identify any new regulatory developments• Collaborated with Commercial Banking (CB) Legal, Compliance, and other Regulatory Project Management teams to ensure timely and accurate execution of the LRCM process and reporting • Partnered with relevant CB stakeholders to assess impact of regulation on CB business and identify and assess relevant supporting documentation • Project management implementation of enhancements to align process with firm-wide models, improve process efficiency, and strengthen the control environment • Prepared operational and regulatory risk assessment reports, trending, and mitigation solutions to management and/or affected business units • Participated in periodic control self-assessment validation process - Risk and Control Self Assessments (RCSA) • Assisted with external audits and analyzed external audit reports and recommended enhancements to the risk assessment process. Show less

• AML/KYC Business Quality Control Associate | Asset Wealth Management

  • Jun 2015 - May 2018

  • Performed detailed risk and control assessments to identify any high-risk areas with relation to bribery, corruption, and other fraudulent activities • Reviewed and approved AML/ KYC documentation, information, research, and due diligence for new and existing clients • Reviewed and assessed clients’ profiles, account activities, and transactions, including Customer Identification Program (CIP), Account Due Diligence (ADD), and Enhanced Due Diligence (EDD) • Monitored the quality of analyst research and analysis on JP Morgan’s customers • Liaised with internal teams to discuss AML/KYC requirements and convey KYC approval status • Ensured Bank Secrecy Act (BSA) regulations and all policy required client documents/records are complete and accurate. Cooperated with Global Financial Crimes Compliance (GFCC) during review and escalation process • Participated in development of new and enhanced compliance control processes in response to regulatory changes, audits, and examinations • Assisted with internal and external audits • Assisted with Suspicious Activity Reporting (SAR)• Gathered and synthesized data; presented conclusions and offered risk mitigation, remediation and process improvement solutions to management • Managed Quality Assurance Remediation Project • Assisted in various projects and initiatives, such as Consistency Group, Wealth Management Client Onboarding Training and Communications Discipline, Subject-Matter Expert (SME) Training, Business Support Work Stream, UAT Testing • Regularly trained new AML/KYC employees • Assisted with creating and updating procedural documents and guides and power point presentations for Client Onboarding Group (COG) and Business Quality Control (BQC) team. Show less



TRACE International, Inc.

• United States
• Business Consulting and Services
• 1 - 100 Employee

• FCPA Due Diligence Associate

  • Feb 2013 - Sep 2014

  • Assessed corporate risk for multinational companies conducting international business with commercial intermediaries, to include third party sales agents and representatives, consultants, distributors, and/or suppliers • Prepared comprehensive summary reports that enable TRACE’s clients to form an assessment of the status, legitimacy, general background and overall reputation of a given subject company and its main principals • Perform due diligence checks on third parties using research tools and external data sources. Managed cases from start to finish by conducting extensive Internet and media-based research • Wrote and worked with queries with Boolean, Truncation, and Wildcard Operators during media monitoring • Managed bribery and corruption risks for TRACE’s clients • Conducted enhanced due diligence reviews of 200+ international organizations and corporate key personnel, assessing corporate finances, ownership and corporate structure, and government affiliations, to ensure the Foreign Corrupt Practices Act (FCPA), trade, and legal compliance • Provided assistance in training and mentoring of new associates • Supervised the workflow, work product, and skill development of a team of researchers • Assisted Manager in the oversight of a team of due diligence associates in conducting various projects and extensive reputational screenings • Provided Polish interpreter services for regulatory due diligence investigations • Assisted in providing corporate training for continual improvement in anti-bribery, trade, and legal compliance Show less