Karen Santos
Compliance Manager at Chenery Compliance Group- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
San Francisco, US
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Experience
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Chenery Compliance Group
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United States
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Investment Management
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1 - 100 Employee
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Compliance Manager
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Nov 2021 - Present
San Francisco Bay Area
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JMP Securities LLC
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United States
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Financial Services
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1 - 100 Employee
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Compliance Associate
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Aug 2019 - Nov 2021
San Francisco, California, United States
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Honor
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United States
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Hospitals and Health Care
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500 - 600 Employee
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Client Manager
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Apr 2017 - Jun 2019
California, United States
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BTIG
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United States
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Financial Services
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500 - 600 Employee
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Vice President, Compliance
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Apr 2012 - 2016
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Thomas Weisel Partners
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Investment Banking
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1 - 100 Employee
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Vice President
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Sep 2003 - Feb 2012
San Francisco, California, United States
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Community
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