Experience

Boutique Advisers Private Wealth

• Australia
• Financial Services
• 1 - 100 Employee

• Private Wealth Adviser

  • Jun 2022 - Present

• Associate Adviser

  • Feb 2021 - Jul 2022



Investwest Pty Ltd

• Australia
• Financial Services
• 1 - 100 Employee

• Financial Adviser

  • Sep 2020 - Jan 2021

• Senior Paraplanner

  • Jun 2019 - Aug 2020



IOTA Investment Services (Pty) Ltd

• South Africa
• Financial Services
• 1 - 100 Employee

• Director, Financial Adviser and Internal Compliance Officer

  • Jul 2005 - May 2018

  In addition to my responsibilities as a Financial Adviser, as a Director of the business I assisted in the daily running of the company and helped steer the business to achieve its' strategic goals. As the Internal Compliance Officer I successfully took the business through a Category II Audit with the Financial Services Board where it was found that the business was compliant with industry legislation. I integrated compliance into the daily business operations and financial planning process, and ensured that staff were fully trained on compliance related issues. I consulted to the business until the end of 2018 to ensure a seamless transition of client relationships to the new advisers who took over managing the client relationships.

• Financial Adviser

  • Jan 2004 - Apr 2018

  Managed 50+ high nett worth client families.Responsible for increasing assets under management and client funds managed by the company.Marketed the business to executives, business owners and retired clients.

• Client Services Officer

  • Mar 2000 - Dec 2003

  Preparation of reports, documentation and compliance requirements for client meetings.Implementation of new investments and insurance policies.Communication with clients.Maintain client database.Research investment platforms, insurance products and understand costing structures.