Experience

SBI Canada Bank

• Canada
• Financial Services
• 1 - 100 Employee

• Senior Audit Manager

  • May 2022 - Present

  • Developed and implemented Internal Audit plan and programs to contribute to the strategic direction of the audit• Planned, performed risk assessments, and executed audits of complex areas such as Liquidity & Treasury, ICAAP, Retail and Branch operations, Regulatory Compliance Management and Anti Money Laundering (AML), Product Development, Third Party Risk, Retail and Commercial loans• Managed multiple audit assignments at different stages of the audit cycle within budgeted timeframes• Guided small audit team and participated in identification, design, testing and implementation of a wide range of complex audit initiatives• Led ongoing audit communications and reporting process with the client and senior management• Recommended improvement areas to management on Internal control weaknesses, risks, emerging trends and evolving regulatory requirements, and to foster process improvements and ensure adherence to internal and external regulations• Performed special audits and investigations as requested by management or audit committee• Followed up on findings arising from internal audits, external and regulatory reviews as per the standards• Performed validations on implementation of regulatory recommendations• Drafted reports for Audit Committee of the Board summarizing audit findings, trends, and other audit activities• Refurbished IA Infrastructure which included Internal Audit Policy, and Audit Operational Manual• Promoted positive work environment within the audit team, sharing knowledge, ideas and skills and encourage the team to deliver results Show less

• Audit Manager

  • Jun 2019 - May 2022

• Assistant Manager Internal Audit

  • Dec 2016 - Jun 2019



Protiviti

• United States
• Business Consulting and Services
• 700 & Above Employee

• IT Auditor

  • Aug 2016 - Nov 2016

  • Validated and audited the clients (BMO) 1A function’s Disaster Recovery (DR), and Sarbanes-Oxley (SOX) IT general control testing approach and results • Collaborated with 1A function resources, as necessary, to address questions about testing activities • Communicated results to 1A function and identified accountable owner(s) to remediate identified issues • Validated and audited the clients (BMO) 1A function’s Disaster Recovery (DR), and Sarbanes-Oxley (SOX) IT general control testing approach and results • Collaborated with 1A function resources, as necessary, to address questions about testing activities • Communicated results to 1A function and identified accountable owner(s) to remediate identified issues



PwC

• Professional Services
• 700 & Above Employee

• IT Auditor

  • Oct 2015 - Feb 2016

  • Executed audits within Information Technology (IT) framework for identified key controls and tested design and operative effectiveness of ITGC and Application Controls as part of Internal Controls over Financial Reporting (ICFR)/SOX compliance for various clients (Retail, Construction, Mining) • Conducted walkthroughs, compiled evidence, and ensured that working papers are prepared including narratives • Performed document testing of ITGC processes and controls capturing findings and reporting on deficiencies and recommending improvements on controls based on testing to share with core assurance team Show less



DLF Limited

• Real Estate
• 700 & Above Employee

• Manager Internal Audit

  • Sep 2007 - Jul 2015



Omaxe Limited

• India
• Real Estate
• 700 & Above Employee

• Assistant Manager Internal Audit

  • Apr 2005 - Sep 2007