Juliann Riley

Compliance and Supervision Principal at Mutual Securities, Inc. Member FINRA, SIPC
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Contact Information
us****@****om
(386) 825-5501
Location
Lincoln, Nebraska Metropolitan Area
Skills

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Bio

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Experience

  • Mutual Group
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance and Supervision Principal
      • Aug 2021 - Present

      United States

  • Ameritas
    • United States
    • Insurance
    • 700 & Above Employee
    • Senior Compliance Analyst, Broker-Dealer and Registered Investment Advisory Compliance
      • Aug 2017 - Aug 2021

      Lincoln, Nebraska Metropolitan Area

  • Allstate Financial Services, LLC
    • United States
    • Financial Services
    • 700 & Above Employee
    • Regional Supervisory Principal
      • Aug 2001 - Aug 2017

      Lincoln, Nebraska

    • Regulation 60 Remediation Manager, New York Reg60 Team
      • Aug 2005 - Aug 2007

      Lincoln, Nebraska Metropolitan Area

  • Allstate
    • United States
    • Insurance
    • 700 & Above Employee
    • Training and Development Design Specialist, Training Team
      • Aug 2002 - Aug 2005

      Lincoln, Nebraska, United States

Education

  • Doane University
    Bachelor's degree, BUSINESS, MANAGEMENT, MARKETING, AND RELATED SUPPORT SERVICES
    2014 - 2020
  • Southeast Community College
    Associate’s Degree, Business Adminstration Investment Management
    1992 - 1995

Community

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