Experience

Forbes Finance Council

• United States
• Civic and Social Organizations
• 1 - 100 Employee

• Official Member

  • Jun 2023 - Present



Lucosky Brookman LLP

• United States
• Law Practice
• 1 - 100 Employee

• Managing Partner

  • Dec 2010 - Present

  Lucosky Brookman is a corporate finance and securities law firm with offices in New York and New Jersey, representing both domestic and international clients in sophisticated corporate and securities transactions, mergers and acquisitions, uplisting transactions, secured and unsecured lending transactions and, general corporate, litigation, real estate and regulatory matters. ☛ Find out how we can help elevate your company today: www.lucbro.com Lucosky Brookman represents over 75 public companies ranging from NASDAQ and NYSE listed companies, to those quoted on the OTC Marketplace (OTCQB, OTCQX and Pink Sheets). In addition, the Firm represents numerous private equity funds, banks and other financial institutions in connection with equity and debt financings. Lucosky Brookman takes pride in successfully representing clients by providing insightful, cost-effective, practical, business-focused legal advice. From the beginning of any corporate, securities or lending transaction, through navigating the documentation process, up to closing, funding and beyond. ☛ Contact us at jlucosky@lucbro.com or visit us at www.lucbro.com What we do: Help micro and small cap private and public companies including smaller reporting companies and emerging growth companies navigate the regulatory landscape and effectively deal with the SEC, FINRA, DTC, OTC Markets, Nasdaq and the NYSE by advising on cutting edge business finance and legal topics. We are experienced in traditional and reverse mergers, roll-ups, direct public offerings, initial public offerings (IPO), private placements, blue sky compliance, OTC Markets, OTCQB, OTXCX, Alternative Reporting Issuers, Forms 10, S-1, S-3, S-4, S-8, Reg A, SEC filings like 10-K, 10-Q, 8-K, 14-C, 14-A, Forms 3, 4, and 5, Schedule 13-d and 13-g, equity lines, convertible notes, PIPE transactions, 3(a)(10), 3(a)(9), Rule 144 opinions, 4(1) opinions, 15c-211, board of director and audit, compensation and nominating committee issues. Show less



Securities Law Firm

• Greater New York City Area

• Corporate and Securities Attorney

  • Jun 2008 - Dec 2010

  Maintained an independent corporate and securities practice counseling both public and private corporations, investors (private equity, hedge and venture capital funds), underwriters, placement agents, and entrepreneurs in a variety of corporate, securities and financial transactions. Clients and transactions spanned a wide variety of industries, from core manufacturing to bio tech, high-tech and clean-tech, and has been both national and international in scope. Maintained an independent corporate and securities practice counseling both public and private corporations, investors (private equity, hedge and venture capital funds), underwriters, placement agents, and entrepreneurs in a variety of corporate, securities and financial transactions. Clients and transactions spanned a wide variety of industries, from core manufacturing to bio tech, high-tech and clean-tech, and has been both national and international in scope.



Seward & Kissel LLP

• United States
• Law Practice
• 200 - 300 Employee

• Corporate and Securities Attorney

  • May 2006 - Jun 2008

  Maintained a diverse corporate finance and mergers & acquisition practice focused primarily on representing private investment funds, investment management firms, financial institutions, public and private companies, and entrepreneurs in connection with a variety of business transactions, financings and general corporate matters. Representative transactions included negotiated acquisitions (public and private), minority investments, venture capital investments, joint ventures, strategic alliances and seed capital arrangements, private investments in public equity financings (PIPEs) and related alternative investment transactions involving SPACs and reverse mergers, alternative public offerings and other public and private securities offerings. Show less



Cahill Gordon & Reindel LLP

• United States
• Law Practice
• 300 - 400 Employee

• Corporate Attorney

  • Sep 2001 - May 2006

  Maintained a corporate finance practice focused primarily on capital markets transactions with additional experience in banking, mergers, acquisitions and restructurings. Principally responsible for drafting, negotiating and/or reviewing all principal and ancillary documents on behalf of underwriters/initial purchasers and issuers of public, private and Rule 144A/Regulation S transactions in both the U.S. and abroad, including high yield debt, investment grade and convertible debt offerings, initial public offerings, secondary offerings, exchange offers, tender offers and consent solicitations. Drafted and negotiated "commitment letter" packages relating to secured and unsecured syndicated bank and bridge loan facilities in connection with private equity and leveraged buyout transactions. Assisted issuers with the preparation of '34 Act reports including advising on issues related to Sarbanes Oxley Act of 2002. Show less