Experience

Century 21 Atria Realty Inc. Brokerage

• Canada
• Real Estate
• 1 - 100 Employee

• Real Estate Agent

  • Sep 2023 - Present

  Richmond Hill, Ontario, Canada



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Central HIFC Branch Manager

  • Sep 2021 - Sep 2023

  Toronto, Ontario, Canada



Global Maxfin Investments Inc

• Canada
• Financial Services
• 1 - 100 Employee

• Corporate Branch Manager

  • Jan 2020 - Aug 2021

  Richmond Hill, Ontario, Canada The role of the Corporate Branch Manager is to monitor, identify, communicate, advise and report on the member’s compliance with regulatory requirements. The key responsibility of this position is to provide compliance oversight to GMII's network of financial advisors. Key responsibilities: • Approval of all new accounts, New Account Application Forms (NAAF), KYC Update, and related required documentation to ensure completeness and follow-up on any deficiencies noted within a… Show more The role of the Corporate Branch Manager is to monitor, identify, communicate, advise and report on the member’s compliance with regulatory requirements. The key responsibility of this position is to provide compliance oversight to GMII's network of financial advisors. Key responsibilities: • Approval of all new accounts, New Account Application Forms (NAAF), KYC Update, and related required documentation to ensure completeness and follow-up on any deficiencies noted within a reasonable time frame. • Complete and provide evidence of and follow up on any deficiencies noted in the daily and monthly trade and account reviews, with such reviews performed in accordance with securities regulatory requirements. • Monitor registered individuals during the initial 90-Day Training Program, the 6-month supervision period and during any periods of ‘close supervision’ as determined by Head Office Compliance.

• Advisor Services Specialist

  • Jan 2018 - Jan 2020

  Richmond Hill, Ontario, Canada The role of Advisor Services Specialist is to provide excellent customer service to advisors and fund companies by responding to inquiries and successfully processing KYCs, trades, non-financial changes, transfers coming in to the dealer member and follow up calls to fund companies within an environment that requires the meeting of daily deadlines amidst fluctuating trading volumes.



TD

• Canada
• Banking
• 700 & Above Employee

• Investment Specialist - TD Asset Management

  • Mar 2013 - Jan 2018

  Toronto, Canada Area

• Investment Representative - TD Direct Investing

  • Apr 2011 - Mar 2013

  Toronto, Ontario, Canada



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Personal Banker

  • Jun 2010 - Apr 2011

  Toronto, Ontario, Canada