Fund Administration Senior Analyst

• Sep 2017 - Present

Mutual Fund Specialist

• Jul 2010 - Sep 2017

Supporting the administration of Schroders fund product line : $3.8 billion mutual fund complex, 12 limited partnerships, one with a Cayman feeder, 2 U.S. collective trusts, and numerous Canadian and sub-advised funds. Managing oversight of the day-to-day activities of third party administrators and other vendors, such as transfer agent, and also accounting, data management, operations and the custodian bank. Responsible for all domestic sales reporting, along with data required in London for general group finance, and Luxembourg for offshore products. Show less

Senior Consultant

• Dec 2008 - Oct 2009

Reviewed and reconciled share breaks. Oversaw account transfers, dividend and capital gains adjustments, and other transactions across all mutual fund families sold by Morgan Stanley. Reviewed and reconciled share breaks. Oversaw account transfers, dividend and capital gains adjustments, and other transactions across all mutual fund families sold by Morgan Stanley.

Senior Financial Controller

• Dec 1997 - Oct 2008

Managed and reconciled accounts related to the Offshore Mutual Funds for the firm. Previously responsible for all commissions payment process for the AllianceBernstein broker/dealers, along with all quarterly 12b-1s. Wrote legal requirements for shareholders and brokers, and performed quality control on research and corrective requests for a team of 8 representatives. Provided client support for mutual fund inquiries. Performed requested transactions including redemptions, exchanges, purchases and special handling requests. Show less