Compliance Quality Assurance Expert

• Aug 2021 - Present

• Collaborate with the Compliance Group in the planning of the Annual Compliance monitoring program. • Design testing and monitoring methodologies for individual assignments. • Conduct Compliance Quality Assurance reviews and report observations. • Liaise with different stakeholders to determine mitigation and remediation actions for risks and issues identified during the reviews. • Collaborate with the Compliance Group in the planning of the Annual Compliance monitoring program. • Design testing and monitoring methodologies for individual assignments. • Conduct Compliance Quality Assurance reviews and report observations. • Liaise with different stakeholders to determine mitigation and remediation actions for risks and issues identified during the reviews.

Manager - Surveillance Strategic Delivery

• Aug 2020 - Jun 2021

• Identify improvement areas across the surveillance processes to streamline the operating model. • Continuous refinement of false positive alerts in audio and electronic communications. • Conduct independent analysis to enhance the detection capabilities of surveillance controls.

Regulatory Compliance - Subject Matter Expert

• Mar 2019 - Aug 2020

• Provide subject expertise and guidance to the First Line of Defense team on market abuse and market misconduct. • Deliver process and product trainings. • Act as the point of contact between the First and the Second Line of Defense. • Prepare statistics and metrics for different stakeholders across the EMEA region.

Regulatory Compliance Analyst

• Sep 2017 - Mar 2019

• Perform the monitoring and review of audio and electronic communications for potential trading anomalies and indications of market abuse. • Horizon scanning for regulatory developments. • Perform periodic internal quality checks.

Credit Analyst

• Aug 2016 - Aug 2017

• International assignment in Brazil to migrate the Credit to Cash process. • Credit risk management. • Analysis of financial statements. • Order release control.

Trade Investment Analyst

• Jul 2015 - Aug 2016

• International assignment in the United States to migrate the Credit to cash process. • Control and maintenance of sales orders. • Responsible for North American top accounts • Monitor profit and losses.

Financial Business Analyst

• Mar 2014 - Aug 2014

• Responsible for the accounts receivable and application of payments in the customer accounts. • Maintenance of insurance policies. • Creation of monthly statistics and reports. • Responsible for the accounts receivable and application of payments in the customer accounts. • Maintenance of insurance policies. • Creation of monthly statistics and reports.

Internship - Internal Audit

• Jul 2013 - Dec 2013

• Support on periodic internal audits. • Responsible for quality control assessments. • Assist on the elaboration of Audit reports. • Support on periodic internal audits. • Responsible for quality control assessments. • Assist on the elaboration of Audit reports.

Trainee - Accounting and finance

• Feb 2011 - Nov 2011

Intership - Internal Audit

• May 2008 - Aug 2008