Experience

Mission Creek Capital Partners Inc.

• United States
• Investment Management
• 1 - 100 Employee

• Senior Manager, Investment Operations

  • Dec 2021 - Present

• Manager, Investment Operations

  • Dec 2019 - Present

• Senior Operations Associate

  • Apr 2014 - Dec 2019



Lateef Investment Management

• United States
• Investment Management
• 1 - 100 Employee

• Operations Associate

  • Jun 2012 - Jan 2014



Llenroc Capital LLC

• San Rafael

• Operations Assistant

  • Oct 2010 - Mar 2012

  • Oversaw trade reconciliation and reviewed daily activity for 106 accounts with $200 million in assets under management. • Monitored dividend and bond interest payments to make sure the correct amount was applied to each account. • Manually calculated our client’s quarterly investment management fees based on the different fee schedules and adjustments for cash additions and withdrawals. • Responsible for setting up new clients in our portfolio management system, with the correct custodian and commission schedule. • Proofing client letters, quarterly statements, investment management fee invoices, and new client documents. • Balanced accounts monthly to match our portfolio management system, utilizing monthly statements and access to daily activity from over 13 different custodian’s websites. • Updating our portfolio management system with new securities, sec fees, corporate actions, and transfer of assets. Show less



Charles Schwab

• United States
• Financial Services
• 700 & Above Employee

• Cost Basis Associate -Operations

  • Aug 2007 - Feb 2009

  • Analyzed security reports from Trust Accounting System and compared with data at Charles Schwab. Supervised the reconciliation of discrepancies between data reports for over 500 accounts. • Reduced $67,500 in quarterly department costs by eliminating manual adjustments by overseas agents. • Implemented time efficient methods to verify that securities sold accurately reflected instructions from vendors. • Attended to high priority cost basis inquiries including transfer of securities between accounts, spin-offs, accrual of fixed income securities, and unrealized/realized gain and loss reports. • Oversaw the daily compilation of statistics on new accounts and existing accounts for review by the department and management. • Reviewed and confirmed the accuracy of client monthly statements. • Participated in special internal projects to solve various account issues. Show less



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Cash Adjustments Processor

  • Apr 2005 - Jun 2007

  • Supervised the administration of nationwide residential loans ranging from $10,000 to over $1,000,000. • Assisted multiple mortgage departments in maintaining accurate loan accounts and addressing other mortgage-related discrepancies. • Advised and trained new employees resulting in more efficient provision of mortgage services. • Drafted reference manuals regarding the internal loan administration process. • Acted as liaison between mortgage departments to ensure timely and accurate communication. • Interacted with mortgage owners to address their inquiries and resolve loan disputes. Show less



H&R Block

• United States
• Retail
• 700 & Above Employee

• Tax Associate

  • Sep 2004 - Apr 2005

  • Completed an extensive income tax course that involved 11 weeks of tax preparation instructions plus four weeks of training. • Provided careful planning to help clients achieve their financial objectives. • Established close rapport with clients to ensure satisfaction for future referrals. • Completed an extensive income tax course that involved 11 weeks of tax preparation instructions plus four weeks of training. • Provided careful planning to help clients achieve their financial objectives. • Established close rapport with clients to ensure satisfaction for future referrals.