Jonathan Pang, CAMS

Investigator, Enforcement at IIROC (Investment Industry Regulatory Organization of Canada)
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Contact Information
us****@****om
(386) 825-5501
Location
CA
Languages
  • English -
  • Mandarin -

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Bio

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Credentials

  • CAMS
    ACAMS
    Nov, 2016
    - Oct, 2024

Experience

  • IIROC (Investment Industry Regulatory Organization of Canada)
    • Canada
    • Financial Services
    • 100 - 200 Employee
    • Investigator, Enforcement
      • Sep 2019 - Present

  • ACAMS
    • United States
    • Financial Services
    • 200 - 300 Employee
    • Director, Co-Communications - ACAMS Vancouver Chapter
      • Nov 2018 - Present

      The Vancouver Chapter’s purpose is to provide West Coast AML & ATF professionals with a resource of support, guidance, training, and peer interaction. The Vancouver Chapter will actively support the goals of ACAMS international. The Chapter will fulfill its mission through meetings, workshops, and networking events where members and non-members of ACAMS can build knowledge, enhance skills and share experiences. The Vancouver Chapter’s purpose is to provide West Coast AML & ATF professionals with a resource of support, guidance, training, and peer interaction. The Vancouver Chapter will actively support the goals of ACAMS international. The Chapter will fulfill its mission through meetings, workshops, and networking events where members and non-members of ACAMS can build knowledge, enhance skills and share experiences.

  • Peoples Group
    • Financial Services
    • 200 - 300 Employee
    • AML Compliance Analyst
      • May 2018 - Sep 2019

  • HSBC
    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • Manager, AML Investigations, Financial Crime Risk
      • Dec 2016 - Feb 2018

  • Connor, Clark & Lunn Financial Group (CC&L)
    • Canada
    • Financial Services
    • 200 - 300 Employee
    • Institutional Portfolio Operations Specialist
      • Jun 2015 - Sep 2016

  • HollisWealth
    • Canada
    • Financial Services
    • 1 - 100 Employee
    • Advisor Associate / Office Manager
      • Jun 2013 - Jun 2015

  • G4G Resources Ltd., Northern Iron Corp., Firesteel Resources Inc.
    • Vancouver, BC
    • Compliance, Investor Relations and Administration Coordinator
      • Jun 2008 - Dec 2012

  • Cash Minerals Ltd.
    • Vancouver, BC
    • Administration Assistant
      • May 2007 - Jun 2008

Education

  • Simon Fraser University
    Bachelor of Arts (B.A.), Economics
    2000 - 2007
  • Association of Certified Anti-Money Laundering Specialists
    CAMS Certification, Anti Money Laundering / Anti Terrorist Financing
    2016 - 2016
  • Canadian Securities Institute
    CSC, CPH, IIROC CE, DFC, WME, Finance
    2008 - 2012

Community

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