Experience

OpenFinance.com

• United States
• Financial Services
• 1 - 100 Employee

• Advisor

  • Apr 2014 - Present

  Business Strategy Advisor to automate data extraction, normalization, aggregation, and management with governance from historical network connectivity to 200+ financial institutions general ledger systems (not screen scraping) to power risk, compliance, regulation, accounting, performance, pricing, CRM, and portfolio management systems. Working on data workflow and data analytics to address Basel & Dodd Frank regulations, including CCAR/DFAST and BCBS239.



RiskGrid Technologies, Inc.

• Canada
• Software Development
• 1 - 100 Employee

• Chief Business Advisor

  • Jan 2016 - Mar 2022

  Global FinTech based on Algorithmics Risk Analytics for applications: 1) Municipal Bond to Fixed Income Portfolio Analytics with Kalotay Analytics partnership 2) Wealth Tech/Robo for Advisor ETFs allocations optimization from individual holdings; 3) Reg Tech for CCAR/DFAST/FRTB and Liquidity Risk (SEC 22e-4) with documentations; 4) Asset Management RiskTech for reporting (ex. Form PF, investor's report, etc.,) pre integrated with reference and trade data vendors to provide low cost… Show more FinTech based on Algorithmics Risk Analytics for applications: 1) Municipal Bond to Fixed Income Portfolio Analytics with Kalotay Analytics partnership 2) Wealth Tech/Robo for Advisor ETFs allocations optimization from individual holdings; 3) Reg Tech for CCAR/DFAST/FRTB and Liquidity Risk (SEC 22e-4) with documentations; 4) Asset Management RiskTech for reporting (ex. Form PF, investor's report, etc.,) pre integrated with reference and trade data vendors to provide low cost options. Working to integrate Machine Learning-Ai. Partnership with Thomson Reuters/Refinitiv for two applications. Show less



Homaer Financial

• United States
• Financial Services
• 1 - 100 Employee

• Chief Strategy Officer/CRO

  • Jan 2018 - Jan 2020

  Developed and implemented financial services revenue framework, fintech/IT, and cross boarder investment products to service China based HNW/UHWN, family offices, and institutions. Established and co managed Fund of Funds of Life Settlement, Quantitative, Private & Public Credit, and Pre IPO Unicorn Secondary. Implemented SMA and researched/explored multi strategy, niche capacity constraint, real estate income/equity, and impact venture capital. Researched and explored Robo for… Show more Developed and implemented financial services revenue framework, fintech/IT, and cross boarder investment products to service China based HNW/UHWN, family offices, and institutions. Established and co managed Fund of Funds of Life Settlement, Quantitative, Private & Public Credit, and Pre IPO Unicorn Secondary. Implemented SMA and researched/explored multi strategy, niche capacity constraint, real estate income/equity, and impact venture capital. Researched and explored Robo for Advisor/Machine Learning-Ai and Blockchain within digital mobile investor app.

• Global Head of Investment Strategies

  • Feb 2017 - Dec 2017

  Worked on another five segregated portfolio products, including real estate, private equity, venture capital, alternative income, and quantitative long short equity to allocate investment capital to hedge/alternative funds, including MarketPlace Lending.

• Global Investment Strategy Advisor

  • Feb 2016 - Jan 2017

  China based digital mobile private bank start up. Established Fund of funds and created two segregated portfolio to allocate capital to hedge/alternative funds.



QTX Systems

• United States
• Information Technology & Services
• 1 - 100 Employee

• Chief Operating Officer/Chief Risk Officer and Advisor

  • Dec 2013 - Oct 2015

  Greater New York City Area Platform as services/infrastructure as services/software as services cloud enable technology provider for 1) Peer2Peer Asset/Portfolio Management (Risk, Performance, Reconciliation, and Reporting) 2) Multi Asset Trade Lifecycle Management 3) Voice Broker Management.



IBM

• IT Services and IT Consulting
• 1 - 100 Employee

• Head of Global Accounts and Strategic Partnership Director for Risk Analytics

  • Oct 2012 - Nov 2013

  Greater New York City Area Basel, Dodd Frank, and Financial Regulations implications to manage banking, trading, investment management, private wealth, insurance, and operations.



Algorithmics, an IBM company

• Head of Global Accounts and Strategic Partnership Director

  • May 2011 - Sep 2012

  Market and Credit Counterparty Real Time Risk, Balance Sheet Risk (ALM, Liquidity, Economic Capital, Stress Scenario), OTC Collateral Operation, Counterparty Credit Limit/Operation Administration and Portfolio Construction/Risk Management.



Thomson Reuters

• Canada
• Software Development
• 700 & Above Employee

• Business Develpment Director/Account Director

  • Oct 2008 - Apr 2011

  Prime/Alternative Funds and Risk/Compliance Practice Lead for Global Financial Accounts

• Account Director/Senior Account Manager

  • Jan 1999 - Sep 2008

• Account Manager/Business Development Manager Asian Accounts

  • Nov 1996 - Dec 1998


Venture Capital Management
• South Africa
• Financial Services
• Co Founder

  • Dec 1995 - Sep 1996

Intercapital Garban
• United Kingdom
• Financial Services
• Managing Director

  • May 1994 - Nov 1995

IFP Intermoney
• Co Founder and Deputy Branch Manager

  • Mar 1992 - Mar 1994

Meitan Tradition
• Japan
• Financial Services
• 1 - 100 Employee
• Vice President

  • Jan 1988 - Feb 1992