Managing Director and Investment Advisor Representative | Lead 401(k) and 403(b) Plan Consultant

• May 2010 - Present

Institutional Pension Consultant and Retirement Plan Investment Professional - Dually Registered with FINRA and the SEC. Helping Plan Sponsors Meet Their Fiduciary Responsibilities ------------------------------------------------------------------ • 401(k), 403(b) and 457 Qualified Plan Consulting • Plan Design Reviews • Fee and Service Benchmark Analysis • Qualified Plan Provider Analysis • Provider Search Consulting and Benchmarking • Investment Advisory Services • ERISA §404(a) and §404(c) Guidance • Fiduciary Governance Process • ERISA §3(21) Co-Fiduciary Services • ERISA §3(38) Investment Manager Services • Employee Education and Communication Securities offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC. Investment advisory services offered through Kestra Advisory Services, LLC (Kestra AS), an affiliate of Kestra IS. Form CRS Kestra investor disclosures — www.kestrafinancial.com/disclosures. 401(k) & 403(b) Fiduciary Advisors, Inc. is not affiliated with Kestra IS, Kestra AS, Retirement Plan Advisory Group (“RPAG”), or any other entity listed on this website or social media platforms. This website is published for residents of the United States only. Registered Representatives of Kestra IS and Investment Advisor Representatives of Kestra AS may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all products and services referenced on this website are available in every state and through every representative or advisor listed. For additional information, please contact our Compliance Department at 844-5-KESTRA (844-553-7872). The website links referenced are being provided strictly as a courtesy. Neither us, nor Kestra IS or Kestra AS are liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of the links provided. Show less