John Thompson
Compliance Specialist at Annex Wealth Management- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
Milwaukee, Wisconsin, United States, US
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Credentials
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Uniform Investment Advisor Law (Series 65)
FINRAFeb, 2022- Oct, 2024
Experience
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Annex Wealth Management
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United States
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Investment Management
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100 - 200 Employee
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Compliance Specialist
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Sep 2021 - Present
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SS&C ALPS
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United States
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Financial Services
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100 - 200 Employee
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Compliance Manager
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Apr 2010 - Sep 2021
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Expense Analyst
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Mar 2008 - Mar 2010
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Fund Accountant
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Feb 2007 - Feb 2008
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Education
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University of Colorado Boulder
Bachelor of Arts (B.A.), Economics
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