John Thompson

Compliance Specialist at Annex Wealth Management
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Contact Information
us****@****om
(386) 825-5501
Location
Milwaukee, Wisconsin, United States, US
Skills

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Bio

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Credentials

  • Uniform Investment Advisor Law (Series 65)
    FINRA
    Feb, 2022
    - Oct, 2024

Experience

  • Annex Wealth Management
    • United States
    • Investment Management
    • 100 - 200 Employee
    • Compliance Specialist
      • Sep 2021 - Present

  • SS&C ALPS
    • United States
    • Financial Services
    • 100 - 200 Employee
    • Compliance Manager
      • Apr 2010 - Sep 2021

    • Expense Analyst
      • Mar 2008 - Mar 2010

    • Fund Accountant
      • Feb 2007 - Feb 2008

Education

  • University of Colorado Boulder
    Bachelor of Arts (B.A.), Economics
    2001 - 2005

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