Experience

GCA Altium

• United Kingdom
• Investment Banking
• 1 - 100 Employee

• Manager

  • May 1998 - Present



Apax

• Venture Capital and Private Equity Principals
• 200 - 300 Employee

• Head of Compliance

  • May 1998 - Dec 1999

  Head of compliance and MLRO for ventures and corporate finance Head of compliance and MLRO for ventures and corporate finance



Yamaichi International (Europe) Limited

• Head of Group Compliance and MLRO

  • May 1995 - May 1998

  Head of Compliance for large securities operation (400 staff) regulated by SFA and 3 companies regulated by IMRO. Also MLRO.

• Compliance Manager

  • May 1990 - May 1995

  Compliance manager



Spicer & Oppenheim (Now part of Deloitte)

• London, United Kingdom

• Head of Compliance Advisory

  • Apr 1986 - May 1990

  Established and Group Manger of the Regulatory Advisory group established in response to the Financial Services Act 1986. Established and Group Manger of the Regulatory Advisory group established in response to the Financial Services Act 1986.



Spicer and Pegler (now part of Deloitte)

• Manager Computer Audit and Advisory

  • Sep 1981 - Jun 1986

  Head of group advising on the audit of computer systems and helping SMEs in selecting IT solutions - worked biased towards financial services.

• Auditor

  • Sep 1978 - Aug 1981

  Auditor undertaking qualification as ACA and working a variety of companies but biased towards financial services.