Experience

PMA

• United States
• Financial Services
• 100 - 200 Employee

• Chief Investment Officer

  • Oct 2013 - Present



RBC

• Canada
• Banking
• 700 & Above Employee

• Chief Investment Officer - Fixed Income

  • Sep 2004 - Sep 2012

  Responsible for GAM U.S. fixed income investment results. Established investment strategy and fixed income policies and procedures. Directed portfolio management process, research, trading and risk management efforts for the U.S. fixed income team. Worked closely with executive team colleagues to execute firm strategy and goal planning. Responsible for GAM U.S. fixed income investment results. Established investment strategy and fixed income policies and procedures. Directed portfolio management process, research, trading and risk management efforts for the U.S. fixed income team. Worked closely with executive team colleagues to execute firm strategy and goal planning.



Galliard Capital Management

• United States
• Investment Management
• 1 - 100 Employee

• Principal

  • Jul 1995 - Aug 2004

  Served as one of the founding professional members of the business. Managed portfolios in support of the firm’s fixed income capabilities serving various public, corporate and non-profit organizations. Served as one of the founding professional members of the business. Managed portfolios in support of the firm’s fixed income capabilities serving various public, corporate and non-profit organizations.



Norwest Investment Management

• Greater Minneapolis-St. Paul Area

• Portfolio Manager

  • Jan 1994 - Jul 1995

  Managed Separate Accounts for various municipal, corporate, and non-profit organizations. Implemented a consistent fixed income investment process, which strengthened portfolio composition and risk controls resulting in improved performance. Managed Separate Accounts for various municipal, corporate, and non-profit organizations. Implemented a consistent fixed income investment process, which strengthened portfolio composition and risk controls resulting in improved performance.



Norwest Corporation

• Greater Minneapolis-St. Paul Area

• Senior Analyst

  • Jul 1990 - Jan 1994

  Supported the Treasury Department in multiple analyst roles working with the Financial Institutions Exposure and Asset/Liability Committees. Performed financial analysis of mortgage-backed securities, municipal bonds, corporation obligations and derivative structures for the bank’s $13.5B investment portfolio and M&A activity. Supported the Treasury Department in multiple analyst roles working with the Financial Institutions Exposure and Asset/Liability Committees. Performed financial analysis of mortgage-backed securities, municipal bonds, corporation obligations and derivative structures for the bank’s $13.5B investment portfolio and M&A activity.