John C. Soltis, CFP®, AIF®

Compliance Specialist at Bleakley Financial Group
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Contact Information
us****@****om
(386) 825-5501
Location
JE

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Credentials

  • Certified Financial Planner (CFP)
    CFP Board
    Mar, 2019
    - Nov, 2024
  • AIF
    Fi360, A Broadridge company
  • Series 24
    Financial Industry Regulatory Authority (FINRA)
  • Series 53
    Financial Industry Regulatory Authority (FINRA)
  • Series 6
    Financial Industry Regulatory Authority (FINRA)
  • Series 63
    Financial Industry Regulatory Authority (FINRA)
  • Series 65
    Financial Industry Regulatory Authority (FINRA)
  • Series 7
    Financial Industry Regulatory Authority (FINRA)

Experience

  • Bleakley Financial Group
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Specialist
      • Aug 2022 - Present

      Securities offered through LPL Financial, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to ‘Contact Info’ section above. Investment advice offered through Bleakley Financial Group, LLC, a registered investment adviser and separate entity from LPL Financial. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

  • Creative Financial Group
    • United States
    • Financial Services
    • 200 - 300 Employee
    • Agency Supervisory Officer and Registered Principal
      • Oct 2019 - Aug 2022

  • AXA
    • France
    • Insurance
    • 700 & Above Employee
    • Lead Manager - Examinations
      • May 2013 - May 2019

    • Senior Manager - Branch Controls
      • Sep 2005 - May 2013

  • Summit Financial
    • United States
    • Financial Services
    • 100 - 200 Employee
    • Financial Planning Coordinator
      • Sep 2003 - Sep 2005

  • Bellmare Financial Group, Inc.
    • Compliance Officer and Paraplanner
      • Mar 2001 - Sep 2003

  • New England Financial
    • United States
    • Financial Services
    • 200 - 300 Employee
    • Financial Services Representative
      • Feb 2000 - Apr 2001

Education

  • William Paterson University of New Jersey
    B.S Business Administration, Management
    1996 - 1999
  • University of Scranton
    1995 - 1996

Community

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