Experience

CIBC Cleary Gull

• United States
• Investment Banking
• 1 - 100 Employee

• Director, Business Mangement Global Investment Banking

  • Sep 2019 - Present

  Milwaukee, WI CIBC Cleary Gull is an investment banking firm advising private equity funds and privately held and small publicly traded companies on middle market mergers and acquisitions and private capital placements. CIBC Cleary Gull has extensive experience in the manufacturing, consumer, business & industrial services and software & technology industries. At CIBC Cleary Gull, our reputation is based upon the experience, skill and integrity that we bring to each transaction. Our seasoned… Show more CIBC Cleary Gull is an investment banking firm advising private equity funds and privately held and small publicly traded companies on middle market mergers and acquisitions and private capital placements. CIBC Cleary Gull has extensive experience in the manufacturing, consumer, business & industrial services and software & technology industries. At CIBC Cleary Gull, our reputation is based upon the experience, skill and integrity that we bring to each transaction. Our seasoned bankers are relentless in their commitment to produce great outcomes for each client. CIBC (NYSE: CM) (TSX: CM) is a leading North American financial institution with 10 million personal banking, business, public sector and institutional clients. CIBC offers a full range of advice, solutions and services in the United States, across Canada and around the world. In the US, CIBC Bank USA provides commercial banking, private and personal banking and small business banking solutions while CIBC Private Wealth offers investment management, wealth strategies and legacy planning. CIBC World Markets Corp. is a member of FINRA / SIPC

• Chief Compliance Officer

  • Jan 2018 - Present

  Milwaukee, WI Responsible for implementation, review and oversight of firms AML and Compliance programs and management of regulatory audits.

• Chief Administrative Officer

  • Jun 2016 - Present

  Milwaukee, Wisconsin Responsible for the administration and coordination of firm cash management, accounting, marketing, technology, human resources both internally and with third-party vendors.



Global View Capital Management

• United States
• Investment Management
• 1 - 100 Employee

• Chief Compliance Officer

  • Dec 2011 - May 2016

  Waukesha, WI Responsible for implementation and management of the firms compliance program and Code of Ethics.



Global View Capital Advisors

• United States
• Financial Services
• 100 - 200 Employee

• Investment Advisor Representative

  • Dec 2011 - May 2016

  Waukesha, WI Provide insurance and wealth management solutions to individuals, families and small businesses.



MetLife

• United States
• Insurance
• 700 & Above Employee

• Financial Services Representative / Investment Advisor Representative

  • Aug 2008 - Dec 2011

  Focus on assisting individuals, families and small businesses with investment and insurance needs.



US Bancorp Fund Services

• Compliance Officer

  • Jul 2007 - Feb 2008

  Assist mutual fund Chief Compliance Officers by providing regulatory education, situational analysis and guidance to enable them to effectively manage their mutual fund in accordance with industry regulations.



Robert W. Baird

• United States
• Medical Practices
• 1 - 100 Employee

• Compliance Officer / Internal Auditor

  • Oct 1999 - Jul 2007

  Responsible for assessing the financial and regulatory risk to the Fixed Income Capital Markets and implementing solutions to reduce any potential liability.



Badger Meter

• United States
• Utilities
• 700 & Above Employee

• Accountant II

  • Jun 1997 - Oct 1999

  Analyze consolidated operations reports to ensure accuracy of orders, shipments and profit margins.



Reilly, Penner and Benton

• Staff Accountant

  • Jan 1996 - Jun 1997

  Assist in the planning, preparation, and conduct of financial audits for governmental, non-for-profit and for profit entities.



United States Marine Corps

• United States
• Armed Forces
• 700 & Above Employee

• Platoon Sergeant

  • May 1985 - May 1995

  Responsible for the morale, welfare, training and discipline of thirty infantry Marines both in garrison and field deployments. Served in the Kuwaiti Theatre of Operations during Operation Desert Storm. Awarded a Certificate of Commendation for exceptional leadership, motivation and attention to duty for all phases of deployment. Awarded a Navy Achievement Medal for superior performance of duties.