Experience

Santander Investment Securities Inc

• United States
• Financial Services
• 1 - 100 Employee

• Fixed Income Trade/Sales Support - Vice President

  • Feb 2022 - Present

  New York, New York, United States

• Fixed Income Trade/Sales Support - Associate

  • Jan 2020 - Jan 2022

  New York, New York, United States



RBC Capital Markets

• Canada
• Investment Banking
• 700 & Above Employee

• Corporate Trade Support (Primary and Secondary) - Associate

  • Feb 2019 - Dec 2019

  New York, New York, United States

• Rates Trade Support - Analyst

  • Jun 2017 - Feb 2019

  New York, New York, United States

• Syndicate Operations - Specialist

  • Sep 2014 - Jun 2017

  New York City Metropolitan Area

• Associate

  • May 2011 - Sep 2014

  New York, New York, United States RBC Capital Markets, New York, NY International Settlements - Associate May 2011 - Present • Euroclear and Cross Border Equity and Debt Settlements, including LATAM, CDS, Asian and Crest markets • Daily movement of securities between settlement locations to ensure timely settlement. • Closely work with repo traders for both corporate and sovereign debt to cover short positions in trading accounts • Trouble shoot discrepancies on repo cash… Show more RBC Capital Markets, New York, NY International Settlements - Associate May 2011 - Present • Euroclear and Cross Border Equity and Debt Settlements, including LATAM, CDS, Asian and Crest markets • Daily movement of securities between settlement locations to ensure timely settlement. • Closely work with repo traders for both corporate and sovereign debt to cover short positions in trading accounts • Trouble shoot discrepancies on repo cash differences • Work closely with trading desk and DTC area to ensure timely settlement of all ETF trades. • Work closely with sales/trading assistants, to trouble shoot discrepancies with counterparties • Help middle office identify and correct booking errors and ensure traders are not taking unnecessary losses • Reconciliation of stock record breaks including both securities and money • Funding of all Euroclear and foreign market accounts • Daily monitoring of fixed income and equity fail reports in order to ensure settlement as close to settlement date as possible • Monitor account transfers to provide the highest customer service to all clients



RBS Securities Inc

• Euroclear Settlements – Analyst

  • Nov 2009 - Apr 2011

  Euroclear and Local Market Debt Settlements Troubleshoot failing trades through contact with sales assistants, traders, middle office and counterparties via email and phone. Reconciliation of stock record breaks Emerging Market and International Fixed Income Repo Desk Support Booking/Settlements of Firm Financing Trades including Canadian positions, Bonds Borrowed from Euroclear Bank, and Substitution Swaps between RBS London and external counterparties, among others. Funding of… Show more Euroclear and Local Market Debt Settlements Troubleshoot failing trades through contact with sales assistants, traders, middle office and counterparties via email and phone. Reconciliation of stock record breaks Emerging Market and International Fixed Income Repo Desk Support Booking/Settlements of Firm Financing Trades including Canadian positions, Bonds Borrowed from Euroclear Bank, and Substitution Swaps between RBS London and external counterparties, among others. Funding of all Euroclear and Local Market Accounts/Cash Management for all main operating accounts. Booking/Settlement of FX and Money Market trades for funding Booking of firm Macro Hedging for currency exposure. Crossed trained with Middle Office Emerging Market Trade Support, which included: Bloomberg/Calypso vs GTE Rec, Trade confirmation/Checkout/Discrepancy resolution, DWACS and Corporate Action monitoring Show less



UBS

• Switzerland
• Financial Services
• 700 & Above Employee

• Senior Representative

  • Apr 2008 - Aug 2009

  Areas of expertise include the European, Latin American, Canadian, Australian, Hong Kong and Japanese markets, with an emphasis on buy in markets, including Germany, Spain and Hong Kong. Reversed trades using the electronic FRV process, and the manual process. Troubleshoot failing trades via contact with the counter party involving email and phone Daily reconciliation of security positions in client accounts, both retail and cod, as well as our depository and suspense… Show more Areas of expertise include the European, Latin American, Canadian, Australian, Hong Kong and Japanese markets, with an emphasis on buy in markets, including Germany, Spain and Hong Kong. Reversed trades using the electronic FRV process, and the manual process. Troubleshoot failing trades via contact with the counter party involving email and phone Daily reconciliation of security positions in client accounts, both retail and cod, as well as our depository and suspense accounts. Was involved in testing new software to ensure a successful release into production Show less