Experience

Financial Gravity

• United States
• Financial Services
• 1 - 100 Employee

• Executive Vice President of Partner Experience

  • Apr 2020 - Present

  In April 2020, I joined Financial Gravity Companies as EVP of Advisor Experience where I am responsible for working with new and existing advisors on understanding our financial solutions offering. Financial Gravity brings together best of breed financial service companies which include Family Office Services through our RIA, Brokerage Services, a Turnkey Asset Management platform (TAMP), the Tax Master Network, an Insurance Marketing Organization (IMO), and FA Mentor, which is a high-end consulting service dedicated to helping financial institutions and financial advisors achieve massive and sustainable growth. Show less



Western International Securities

• United States
• Financial Services
• 100 - 200 Employee

• Vice President of Advisory Solutions

  • Jan 2019 - Apr 2020

  As VP of Advisory Services, my primary focus is on the advisor experience. I, as well the team are responsible for making sure that our Advisors are educated on our programs and services offered under the WIS RIA and have the tools and information required to complete their job and remain compliant in their day to day tasks. I also set up and train advisors on our wealth management platform - Black Diamond. Lastly, I am also a part of the conference committee helping the team put on multiple events throughout the year. Show less



Mutual Advisors, LLC

• United States
• Financial Services
• 1 - 100 Employee

• Director of Advisory Services for Mutual Advisors, LLC (RIA)

  • Feb 2017 - Jan 2019

  As the Director of Advisory Services at Mutual Advisors, my primary focus is on the advisor experience. I, as well the team are responsible for making sure that our Advisors have the tools and information required to complete their job and remain compliant in their tasks. The responsibilities of the Director role begin early on in the advisor relationship, where we handle the hand-off from our on-boarding team, and educate our reps on our processes. In day-to-day activities, my tasks are largely focused on having a complete picture of the RIA landscape, Mutual’s offerings, and how to help our advisors function as smoothly as possible. A key responsibility of the Director is to act as the first level of escalation to our custodians, and to assist our advisors in their interaction with the back office staff as needed. In addition to the day to day tasks, I was also part of the team responsible for processing quarter end billing and reporting and training on Orion. Show less



Financial West Group

• United States
• Financial Services
• 1 - 100 Employee

• RIA Department Manager - Fee Based Services

  • Jul 1997 - Feb 2017

  I managed the operations and compliance of Financial West Group's RIA Fee Based Services Department. In addition, I was also a part of the recruiting team and on the conference committee. I managed the operations and compliance of Financial West Group's RIA Fee Based Services Department. In addition, I was also a part of the recruiting team and on the conference committee.



Securities America Advisors, Inc.

• Sales Assistant

  • Feb 1996 - Jul 1997

  Assisted a broker that handled 401(k) plans for labor unions. Assisted a broker that handled 401(k) plans for labor unions.