Experience

Freedom Capital Markets

• United States
• Financial Services
• 1 - 100 Employee

• Senior Vice President

  • Jun 2023 - Present



Akoya

• United States
• Financial Services
• 1 - 100 Employee

• Customer Relationship Management

  • Oct 2022 - May 2023

  Lead the customer relationship, drive product adoption, and orchestrate the post-sales customer lifecycle in partnership with Solutions Architects, Sales and Support. Lead the customer relationship, drive product adoption, and orchestrate the post-sales customer lifecycle in partnership with Solutions Architects, Sales and Support.



NYSE

• Financial Services
• 700 & Above Employee

• Managing Director/Director - Capital Markets

  • Jun 2002 - Sep 2016

  Managed the NYSE's relationships with more than 100 Closed End Investment Company Issuers representing 95% of publicly traded market share. Liaised with the Listed community of 40Act Companies, inclusive of the more than 500 Closed-End Funds and Business Development Companies through rigorous call programs, in-house visits and industry association conferences. Advised C-Suite executives on market structure and value of the NYSE brand, as well provided trade-related insight to the issuing community. Show less



JPMorgan Chase & Co.

• United States
• Financial Services
• 700 & Above Employee

• Client Relations - Project Management, Associate

  • Aug 2000 - Oct 2001

  o Liaised with clients, marketers, developers and security product experts to facilitate the marketplace introduction of a web-based client portal. Developed process flows for Call Center to query handling. o Managed client-focused projects related to cross-business client profiling initiatives and process improvement efforts for the handling of client related queries o Liaised with clients, marketers, developers and security product experts to facilitate the marketplace introduction of a web-based client portal. Developed process flows for Call Center to query handling. o Managed client-focused projects related to cross-business client profiling initiatives and process improvement efforts for the handling of client related queries



Morgan Stanley

• United States
• Financial Services
• 700 & Above Employee

• Prime Brokerage - Account Manager

  • Aug 1999 - Aug 2000

  o Managed high profile hedge fund relationship; provided accounting and technology support o Assisted in Securities Lending for client's shorting and hedging positions; liaised with margin representatives for clients seeking to maximize buying power; and interacted with transfer agents, attorneys, and offshore administrators to facilitate private placement deals. o Analyzed accuracy of account transactions/client holdings; researched domestic/foreign settlement issues and oversaw money/security movements. Show less



Alliance Capital Asset Management Limited

• Bangladesh
• Capital Markets
• 1 - 100 Employee

• Manager

  • Sep 1996 - Aug 1999

  o Interfaced with business users, IT consultants and auditors to coordinate the testing and implementation of an in-house Portfolio Investment Trading System. o Interacted with Portfolio Managers/Product Specialists to service fund clients totaling $20bln in AUM. o Managed 7 staff members performing accounting and financial reporting function. o Performed Profit and Loss Analysis on equity instruments and income analysis on debt securities. o Interfaced with business users, IT consultants and auditors to coordinate the testing and implementation of an in-house Portfolio Investment Trading System. o Interacted with Portfolio Managers/Product Specialists to service fund clients totaling $20bln in AUM. o Managed 7 staff members performing accounting and financial reporting function. o Performed Profit and Loss Analysis on equity instruments and income analysis on debt securities.



Sotheby's

• United States
• Artists and Writers
• 700 & Above Employee

• Accountant

  • Mar 1993 - Sep 1996

  o Reconciled cash balances with Bank Statements to General Ledger o Confirmed wire transfers and posted entries to General Ledger o Verified cash activity with Auction Log o Reconciled cash balances with Bank Statements to General Ledger o Confirmed wire transfers and posted entries to General Ledger o Verified cash activity with Auction Log