Experience

Rosen Bien Galvan & Grunfeld LLP

• United States
• Law Practice
• 1 - 100 Employee

• Partner

  • Apr 2015 - Present

  I am a partner at Rosen Bien Galvan & Grunfeld LLP. I focuses on white collar criminal defense, internal investigations, Securities and Exchange Commission, and other regulatory matters. I represent corporations and individuals in connection with all types of government enforcement issues and parallel civil actions and derivative matters, including criminal antitrust, securities, healthcare fraud, and criminal environmental matters.I joined the firm in 2015 following nearly two decades in the criminal and civil divisions of the San Francisco United States Attorney’s Office and ten years as a partner with a major international law firm.



K&L Gates

• United States
• Law Practice
• 700 & Above Employee

• Partner

  • Jul 2005 - Apr 2015

  I have broad criminal and regulatory enforcement experience, both as an AUSA in the U.S. Attorneys Office in San Francisco and since 2005, as a government enforcement partner at K&L Gates. As a defense attorney:I have directed investigations and represented individuals and institutions in a wide variety of federal criminal and related regulatory enforcement matters including: o Securities. Insider trading, Commodities manipulation, accounting fraud, stock options backdating and other securities fraud allegations.o Healthcare. Fraud investigations, including misbranding, adulteration, off-label marketing and False Claims Act issues.o Computer Crimes and Compliance. Theft of trade secrets, economic espionage, identity theft and other computer-related crimes. Internet gaming compliance primarily as it relates to federal criminal enforcement issues.o Environmental. Criminal environmental matters, including Clean Water Act violations.o Anti-corruption. Foreign Corrupt Practices Act (FCPA) investigations and related compliance programs and training including directing investigations in China.o Fraud. Mortgage fraud and other mail and wire fraud claims, money laudering, and import and export violations, including International Traffic in Arms Regulations (ITAR).o Antitrust. Criminal antitrust price fixing cartel investigations and cases involving auto parts, TFC Flat Planels, DRAM and bus transportation matters.



United States Attorney's Office, San Francisco

• Assistant United States Attorney, Criminal

  • Jan 1989 - Jul 2005

  Assistant United States Attorney, Senior Litigation Counsel for the Criminal Division, Supervisor of the Major Crimes Unit, and a member of the White Collar/Securities Fraud Unit. Assistant United States Attorney, Senior Litigation Counsel for the Criminal Division, Supervisor of the Major Crimes Unit, and a member of the White Collar/Securities Fraud Unit.



San Francisco City Attorney's Office

• Deputy City Attorney

  • May 1987 - Dec 1988

  I was a member of the trial team, working closely with City Attorney Louise Renne. My responsibilities included defending San Francisco police officers and other city employees in civil cases and addressing concerns at the Youth Guidance Center.. I was a member of the trial team, working closely with City Attorney Louise Renne. My responsibilities included defending San Francisco police officers and other city employees in civil cases and addressing concerns at the Youth Guidance Center..



United States Attorney's Office, San Francisco

• Assistant United States Attorney, Civil Division

  • Apr 1984 - Apr 1987

  I tried numerous cases in Federal Court defending the United States and its agencies under the Federal Torts Claims Act. These cases included medical malpractice claims arising out of care provided in military hospitals. I tried numerous cases in Federal Court defending the United States and its agencies under the Federal Torts Claims Act. These cases included medical malpractice claims arising out of care provided in military hospitals.