Experience

The Forum Finance Group SA | Geneva | Switzerland

• Switzerland
• Financial Services
• 1 - 100 Employee

• Managing Director - Compliance Officer - Business and Project Development

  • Jul 2022 - Present

  ffgg.com The Forum Finance Group is an independent Swiss wealth manager and family office in Geneva, providing global wealth management services with the advantages of an independent advisor to an international client base of wealthy entrepreneurs, individuals and family offices. FINMA authorised | SEC-registered for US clients. ffgg.com The Forum Finance Group is an independent Swiss wealth manager and family office in Geneva, providing global wealth management services with the advantages of an independent advisor to an international client base of wealthy entrepreneurs, individuals and family offices. FINMA authorised | SEC-registered for US clients.



MANTOR SA

• Financial Services
• 1 - 100 Employee

• Senior Management Advisor

  • May 2022 - Nov 2022

  Senior advisor on Regulatory/Compliance issues, business development and operations. Senior advisor on Regulatory/Compliance issues, business development and operations.



Compliance & Legal

• Genève, Suisse

• Independant Financial Services Consultant

  • Sep 2020 - May 2022

  Consultant indépendant spécialisé sur les questions LeFin/LsFin et ESG Consultant indépendant spécialisé sur les questions LeFin/LsFin et ESG



Aldrin Wealth Management SA

• Switzerland
• Investment Management
• 1 - 100 Employee

• CEO

  • Aug 2016 - Sep 2020

  As CEO, COO & and Head AML, implementation of all risk/compliance, operationnal and investment/trade processes. Preparation and Implementation of new regulatory parameters for the firm (Swiss LsFin/Lefin, Cross-border rules, CRS/EAR, CDB). Achievements: Successful relaunch, structuring and management of a fully compliant EAM boutique during 4 years. As CEO, COO & and Head AML, implementation of all risk/compliance, operationnal and investment/trade processes. Preparation and Implementation of new regulatory parameters for the firm (Swiss LsFin/Lefin, Cross-border rules, CRS/EAR, CDB). Achievements: Successful relaunch, structuring and management of a fully compliant EAM boutique during 4 years.



UBP - Union Bancaire Privée

• Switzerland
• Banking
• 700 & Above Employee

• Managing Director

  • Nov 2015 - Aug 2016

  Relationship Manager in the Swiss Onshore Department (after acquisition of Coutts by UBP) Relationship Manager in the Swiss Onshore Department (after acquisition of Coutts by UBP)



Coutts

• United Kingdom
• Banking
• 700 & Above Employee

• Head Swiss Onshore Geneva, Executive Director

  • Jul 2014 - Oct 2015

  1. Head of Swiss onshore Geneva (Suisse Romandie), 2. in charge of building the Swiss onshore Private Banking business, targeting HNW and Key private clients, in the Suisse Romandie region. Tasks: 1. Creation of multi-expertise team (acquisition, farming and wealth planning assets) to collaborate with the Investment solutions platform of Coutts (advisory, centralized PM and inv. consulting) 2. Developpment of a Swiss dedicated offering with the Coutts franchise brand on Suisse Romandie. Show less



UBS

• Switzerland
• Financial Services
• 700 & Above Employee

• UHNW & Family Office (Suisse Romande), Executive Director

  • Mar 2011 - Jan 2014

  1. Desk Head Family Office (Suisse Romandie): - Management of 5 Client Advisors, dedicated to Swiss domiciled Family Office clients and prospects. 2. UHNWI Senior Client Advisor: - RM of a book of UHNW individuals i.e., clients with primarily complex assets (private funds, structures, illiquid assets). Achievements: 1. Organisation of major client events/pitches at Group level involving relevant Group resources such as wealth planning, asset servicing and investment solutions. 2. Events resulted in NNA of approx. CHF 150 mios. Show less



FundTrail SA

• Financial Services

• CEO, Owner & Managing Partner

  • Jul 2009 - Jun 2011

  Founder and CEO: 1. Qualitative due diligences, strategy analysis and investment supervision, 2. Business development. Achievements: Obtained and executed for the firm 85% of the mandates of the firm related to LO, HF and PE Funds. Founder and CEO: 1. Qualitative due diligences, strategy analysis and investment supervision, 2. Business development. Achievements: Obtained and executed for the firm 85% of the mandates of the firm related to LO, HF and PE Funds.



EIM SA

• Head of Investment Services

  • May 2007 - Jul 2009

  Head of Investment Services (May 07 – June 09) Member of Senior Management, Risk & Compliance Committee, HF and LO Investment Committee. 1. Management of the Asset Management Services Dept (staff of 15, 12 investment pros). 2. Supervision and client servicing of European and Asian accounts (approx. USD 10 billion). 3. Results and quality measurement of Asset Management department through KPIs. 4. Transaction risk and compliance control with limits oversight. Hedging strategies supervision. Achievements: 1. Contributed to growth of firm from CHF 2 to CHF 10 billion in Dec. 2008 through business development. 2. Optimised and streamlined whole transaction, operational process as well as trade oversight. 3. Handled successfully all major regular and external (including ISO) audits. Show less



EIM SA

• Région de Genève, Suisse

• Hedge Fund Analyst & Senior FoHF Manager

  • Oct 2001 - Mar 2007

  1.Hedge Fund analyst on main hedge fund strategies. 2.Construction of alternative multi-strategy tailor-made FoHF portfolios for HNWI and Institutionnal clients. 3. Management of Multi-strategy Fund of Hedge Funds and managed Accounts for private and Institutional clients. Management of the Firm’s 2 flagship Funds. AUM under management of approx. USD 800 million. 4. Business development and marketing activities to promote EIM's flagship fund and expertise. 1.Hedge Fund analyst on main hedge fund strategies. 2.Construction of alternative multi-strategy tailor-made FoHF portfolios for HNWI and Institutionnal clients. 3. Management of Multi-strategy Fund of Hedge Funds and managed Accounts for private and Institutional clients. Management of the Firm’s 2 flagship Funds. AUM under management of approx. USD 800 million. 4. Business development and marketing activities to promote EIM's flagship fund and expertise.



Lombard Odier Group

• Switzerland
• Banking
• 700 & Above Employee

• Private banking

  • Aug 1994 - Apr 2001

  Private Banking & Credit Risk Department (MAY 96 – MARCH 01) 1. LATAM/Spain Private Client Department. 2. Mexico, Venezuela, Swiss and European HNWI Customer base. Acquisition and Portfolio management. 3. Credit risk department. Oversight and supervision of various lending risks. Analysis and presentation of sensitive cases to Risk Committee (Managing Partners). Achievements: 1. Onboarded substantial accounts for Mexican clients of prestigious families. 2. Developed and opened up the Venezuelan market through selection of finders for the Bank. Executive Training Programme, Geneva, New York and Mexico City (Oct 94- April 96). Equity Analyst, Portfolio management, asset allocation USD based mandates. Show less



Lenz & Staehelin

• Switzerland
• Law Practice
• 200 - 300 Employee

• Lawfirm internship

  • Jan 1992 - Jan 1994

  Arbitration, criminal and civil proceedings. Arbitration, criminal and civil proceedings.