Experience

Resilience Insurance Analytics

• United States
• Insurance
• 1 - 100 Employee

• Director | Legal Specialist

  • Oct 2023 - Present

  New York City Metropolitan Area



Harbor Group Consulting LLC

• United States
• Financial Services
• 1 - 100 Employee

• Director, Legal Specialist

  • Mar 2023 - Present

• Associate Director, Legal Specialist

  • Mar 2022 - Mar 2023

  Miami, Florida, United States

• Transaction Counsel

  • Mar 2018 - Mar 2022

  Miami, Florida, United States

• Associate Transaction Counsel

  • Feb 2016 - Mar 2018

  Miami/Fort Lauderdale Area



Rialto Capital

• United States
• Real Estate
• 100 - 200 Employee

• In-House Counsel

  • Sep 2012 - Jan 2016

  Miami/Fort Lauderdale Area Advise on a broad range of matters relating to the investment advisory business including assist with legal and regulatory matters, policies and procedures and handling assignments and projects that arise in the course of the Firm’s business. Legal Advisory Company Matters Advise and assist on the launch of new investment funds, including assisting on offering materials preparation and drafting of entity formation documents. Assist the General Counsel with responses to and… Show more Advise on a broad range of matters relating to the investment advisory business including assist with legal and regulatory matters, policies and procedures and handling assignments and projects that arise in the course of the Firm’s business. Legal Advisory Company Matters Advise and assist on the launch of new investment funds, including assisting on offering materials preparation and drafting of entity formation documents. Assist the General Counsel with responses to and assist in the preparation of the Firm's regulatory filings, state registrations and qualifications related to the Funds. Draft, review, and negotiate NDAs and maintain the Firm’s NDA log. Reviewed confidentiality agreements with client's portfolios to monitor potential investment restrictions and other contractual requirements. Review and negotiate third-party service provider contracts, licensing, and employment agreements. Review and prepare Fund subscription agreements; Monitor subscription agreements for Qualified Purchaser/Accredited Investor status. Assist General Counsel with general corporate and corporate governance issues and draft related documents as needed. Compliance/Regulatory Matters Manage and monitor the Firm's internal personal trading system, send out alerts for quarterly and annual reports, respond to pre-clearance requests; conduct and document personal securities transactions and email reviews for the Firm. Heavily involved in determinations regarding Rialto’s receipt of material non-public information. Research and advise on applicable SEC regulations, including the Investment Advisers Act and the Investment Company Act Assist in the preparation of the Firm’s Form ADV (Part 1, 2A and 2B), Form PF, CFTC filings and FDIC compliance requirements Administer policy and maintain the Firm's records regarding employees' Gift and Entertainment, Outside Business Activities and Political Contributions. Show less



APG Asset Management

• Netherlands
• Financial Services
• 700 & Above Employee

• Legal Assistant

  • Jun 2004 - Aug 2012

  New York, NY Provided administrative support to the General Counsel, Associate General Counsel, Senior Attorneys and Chief Compliance Officer. APG manages the pension assets for the benefit of approximately 4.5 million Dutch citizens. Investment Management Reviewed, organized, managed and updated APG’s legal library to ensure a full set of documentation (both paper and electronic) for each consummated Fund transaction and underlying investment. Prepared subscription agreements and… Show more Provided administrative support to the General Counsel, Associate General Counsel, Senior Attorneys and Chief Compliance Officer. APG manages the pension assets for the benefit of approximately 4.5 million Dutch citizens. Investment Management Reviewed, organized, managed and updated APG’s legal library to ensure a full set of documentation (both paper and electronic) for each consummated Fund transaction and underlying investment. Prepared subscription agreements and maintained hedge fund and real estate transaction closing binders. Assisted the General Counsel and Associate General Counsel with the preparation of operative legal documentation, including corporate and shareholder resolutions, written consents, regulatory fund filings with US and non-US governmental entities. Compliance Assisted in training employees on the Firm’s Code of Ethics policies and procedures and the use of the Firm’s domestic personal securities trading system; Ensured users operated efficiently. Show less