Experience

BTIG

• United States
• Financial Services
• 500 - 600 Employee

• Vice President, Electronic Trading

  • Jun 2022 - Present

  Dallas, Texas, United States



Invesco US

• United States
• Investment Management
• 700 & Above Employee

• Global Real Assets Investment Operations

  • Aug 2018 - Jun 2022

  Dallas, Texas, United States



Charles Schwab

• United States
• Financial Services
• 700 & Above Employee

• Margin Analyst - Advisor Custody & Trading

  • Aug 2016 - Aug 2018

  Lone Tree, CO



Fidelity Investments

• United States
• Financial Services
• 700 & Above Employee

• Margin Trading Specialist

  • Mar 2013 - Aug 2016

  - Responsible for managing assigned accounts for market and credit risk to the client and/or firm by way of discretionary trading and ensuring that capital requirements are satisfied based on Fidelity's risk parameters. - Managing risk to retail accounts that cannot support option exercise/assignment on option expiration. - Evaluate the impact of prospective trades on margin equity level and requirements on an account level basis as well as on individual position(s). - National point… Show more - Responsible for managing assigned accounts for market and credit risk to the client and/or firm by way of discretionary trading and ensuring that capital requirements are satisfied based on Fidelity's risk parameters. - Managing risk to retail accounts that cannot support option exercise/assignment on option expiration. - Evaluate the impact of prospective trades on margin equity level and requirements on an account level basis as well as on individual position(s). - National point of contact for retail phones and branch offices as subject matter experts regarding margin/day trade calls and regulations, cash calls, option trading strategies, and short selling. - Accurately trade in a time-sensitive environment when required to mitigate risk (primarily equity and options).

• Financial Representative

  • Jun 2011 - Mar 2013

  - Knowledge of Fidelity systems to service client retail brokerage accounts as well as trading mutual funds, equities, options, and fixed income per client requests. - Identify guidance and trading leads in order to obtain new business and provide clients with the tools necessary to manage their portfolios. - Proactive education to clients about all aspects of Fidelity brokerage and retirement products.