Institutional Sales & Relationship Management

• Jul 2021 - Present

Player

• Jun 2018 - Present

Rates/FX Institutional Sales

• Aug 2017 - Jul 2021

Compliance Director

• Nov 2014 - Aug 2017

Established in 2003, ComplianceAsia is the longest established compliance consulting firm in Asia Pacific with offices in Hong Kong and Singapore. We have a long history of completing complex compliance consulting projects for the largest financial institutions in the APAC region.With over 50 staff who are compliance experts with experience in dealing with the SFC, HKMA, MAS, CSRC, JFSA and Asian exchanges, we provide independent and unbiased advice on Asian financial industry legislations and regulations. Our international client base consist of asset managers, hedge funds, private equity funds, family offices, broker-dealers, insurers, wealth managers and investment banks.ComplianceAsia provides a comprehensive range of compliance regulatory services: • AML and KYC• Business due-diligence• Compliance policies and procedures• Compliance training• Corporate governance and company secretarial• Family offices and proprietary trading pools• FinTech and RegTech• Internal audit• Licensing• Mock inspection and compliance reviews• Ongoing compliance support• Research and advisory

Intern

• Oct 2014 - Oct 2014

Front of office investment experience at a stockbroking/advisory company shadowing a former trader of Deutsche Bank. Provided an insight into the bond futures and options markets. Front of office investment experience at a stockbroking/advisory company shadowing a former trader of Deutsche Bank. Provided an insight into the bond futures and options markets.

Summer Intern

• Jul 2014 - Aug 2014

Experience in sports management, sponsorship consultancy and sales. Responsibilities included selling a sponsorship opportunity for a sporting event, identification of emerging companies interested in sports sponsorship and contacting relevant companies to negotiate terms and sell sponsorship packages. Experience in sports management, sponsorship consultancy and sales. Responsibilities included selling a sponsorship opportunity for a sporting event, identification of emerging companies interested in sports sponsorship and contacting relevant companies to negotiate terms and sell sponsorship packages.

Summer Intern

• Aug 2013 - Aug 2013

Degree relevant work experience in the corporate team at a major UK law firm. Responsibilities included witnessing the processes involved in the acquisition and mergers of companies and the processes involved in the creation of Joint Ventures. Degree relevant work experience in the corporate team at a major UK law firm. Responsibilities included witnessing the processes involved in the acquisition and mergers of companies and the processes involved in the creation of Joint Ventures.

Summer Intern

• Aug 2013 - Aug 2013

Degree relevant work experience in the legal department of a multi-national organization. Experience included witnessing the negotiation of terms for an employment contract between multi-national companies and working with the Senior Associate on the drafting of a contract for employees on secondment. Degree relevant work experience in the legal department of a multi-national organization. Experience included witnessing the negotiation of terms for an employment contract between multi-national companies and working with the Senior Associate on the drafting of a contract for employees on secondment.

Shadow

• Feb 2013 - Feb 2013

I experienced practice with one of Scotland’s top criminal defence agents. This position allowed me to witness the steps taken prior to Court proceedings, as well as being guided through a live case by the defense agent. I experienced practice with one of Scotland’s top criminal defence agents. This position allowed me to witness the steps taken prior to Court proceedings, as well as being guided through a live case by the defense agent.

Work Experience Student

• Aug 2009 - Sep 2009

At McGrigors I worked within the Energy and Infrastructure Department. Until 1 May 2012, McGrigors LLP was a UK Top 50 law firm with offices in six British cities as well as Qatar and the Falkland Islands. Since then, the firm has merged with international law firm Pinsent Masons. At McGrigors I worked within the Energy and Infrastructure Department. Until 1 May 2012, McGrigors LLP was a UK Top 50 law firm with offices in six British cities as well as Qatar and the Falkland Islands. Since then, the firm has merged with international law firm Pinsent Masons.

Work Experience Student

• Mar 2009 - Apr 2009

During my time at Lindsay’s I was part of the Residential and Commercial Property Department. During my time at Lindsay’s I was part of the Residential and Commercial Property Department.