SVP/Compliance Officer

• Aug 2019 - Present

RAS AML & Regulatory Compliance Manager

• Aug 2016 - Aug 2019

RSM US LLP (RSM) is the leading provider of audit, tax and consulting services focused on the middle market, with over 9,000 people in 90 offices nationwide. It is a licensed CPA firm and the U.S. member of RSM International, a global network of independent audit, tax and consulting firms with more than 43,000 people in over 120 countries. RSM uses its deep understanding of the needs and aspirations of clients to help them succeed. For more information, visit www.rsmus.com Provide 3rd party Regulatory Compliance Reviews for Financial Institutions in and around the Houston area. Lead and manage multiple Regulatory Compliance projects and audits simultaneously. Compliance sections include, but not limited to: TRID, HMDA, Appraisal guidelines, CRA, Equal Credit, Fair Lending, Deposit Ops, BSA, among many others.

Supervisor

• Jan 2016 - Aug 2016

Provide 3rd party Regulatory Compliance Audits for Financial Institutions in and around the Houston area. Provide 3rd party Regulatory Compliance Audits for Financial Institutions in and around the Houston area.

Senior Auditor

• Apr 2015 - Dec 2015

Lead and assist in providing 3rd party Regulatory Compliance audits for approximately 50 Texas Financial Institutions as well as loan review services, internal audit, Fair Lending audit and Bank Secrecy Act audits. Lead and assist in providing 3rd party Regulatory Compliance audits for approximately 50 Texas Financial Institutions as well as loan review services, internal audit, Fair Lending audit and Bank Secrecy Act audits.

Financial Institution Audit Manager

• Jun 2008 - Apr 2015

Completed loan reviews for over 25 clients for financial statement audits and separate engagements. Conducted compliance audits for over 35 clients. Conducted internal audits for over 35 clients. Completed loan reviews for over 25 clients for financial statement audits and separate engagements. Conducted compliance audits for over 35 clients. Conducted internal audits for over 35 clients.

Finance Intern & Part Time Accounting Clerk

• May 2007 - May 2008

Accounting for fixed assets through tagging, reconciliation and installation of the fixed asset software module. Reconciling accounts monthly and entering necessary journal entries. Provide general accounting assistance to accounting and finance staff. Accounting for fixed assets through tagging, reconciliation and installation of the fixed asset software module. Reconciling accounts monthly and entering necessary journal entries. Provide general accounting assistance to accounting and finance staff.