Experience

AnandRathi Shares And Stock Brokers Limited
• India
• Consumer Services
• 1 - 100 Employee
• Senior Manager

  • Jul 2021 - Present


Karvy

• India
• Financial Services
• 300 - 400 Employee

• • Jun 2014 - Jun 2021

  • Handling Back end Operations of Mutual Funds, FD’s, Bonds, IPO’s etc..• Generating Daily, Weekly, Monthly Reports of sales of Mutual Funds, FD’s, Bonds.• Coordinating with Sales Executives, Regional Managers, CEP reports, Client queries.• Coordinating with Sub brokers.• Generating Daily Transaction details to AMC in Time.• Scrutiny of application, redemption, switches & KYC doc etc.• Coordinating with client, sub brokers, RM regarding Daily rejection application.• Ensuring the availability of hard copy of applications & distributing it to branches• Managing Stationary• Managing Attendance• Tracking sales executive Client visits• Organising Meeting.• Coordinating claim for sales team• Generating Sub broker Code• Punching of day to day financial transaction in MARKIT• Month end Distributor report.• Coordinating for commission Payments for distributors & Sub brokers• Daily Retention Report• Handling Client for investment & queries• Generating consolidated report of Regional Manager on weekly Basis. Show less

• • Jun 2014 - Jun 2014

  Operation/Backend scrutinizing....



HDFC AMC

• India
• Financial Services
• 700 & Above Employee

• Officer

  • Apr 2013 - May 2014

  • Responsible for Time stamping & Daily NAV Monitoring on notice board. • Handling purchase, redemption, Switch, SIP, STP,SWAP • Scan Count & handling Tele calls • Resolving & Handling walk-in client’s issues, Distributors, Agents, Sub- brokers. • Scheduling payment cheque pick up and application pick up • Updating RUD’s remarks in EISC Software & courier Dispatch • Revalidation of dividend and redemption cheque • Creating & Uploading KYC & KYD Documentation in CVL,NDML, NSE KRA • Updating rejection to concern client/Distributor • Preparing CAMS Slot • Preparing EOD • Emailing high Value purchases & Switch to reporting manager. • Providing Statements for investors • Tracking of Transactions • High value Transaction Reporting. • Handling complete Branch transaction on absence of senior executives on various occasions. • All Liquid funds transaction are processed in house • Handling petty cash & claims • Handling CIMS like complaints, queries, revalidation ,Scheme information etc.., which mapped to our branch Show less