Experience

RBC Wealth Management

• Canada
• Financial Services
• 700 & Above Employee

• Sr. Investment Associate

  • Nov 2012 - Present

  Assist Financial Advisor with a Billion book of business by providing Sales and service support for a very large client base. Executed all fixed income trades under the guidance of the FA. Performed total return analysis of various Collateralized Mortgage Obligation pools using BLOOMBERG--Evaluated the pools for their credit support and losses incurred and probablity of future payments. Prepared asset allocation reports for clients making recommendations to balance the portfolio. Assist Financial Advisor with a Billion book of business by providing Sales and service support for a very large client base. Executed all fixed income trades under the guidance of the FA. Performed total return analysis of various Collateralized Mortgage Obligation pools using BLOOMBERG--Evaluated the pools for their credit support and losses incurred and probablity of future payments. Prepared asset allocation reports for clients making recommendations to balance the portfolio.



Wells Fargo Advisors

• United States
• Financial Services
• 700 & Above Employee

• Registered Brokerage Associate

  • Feb 2007 - Present

  Assist Financial Advisor with a Billion book of business by providing Sales and service support for a very large client base of high net worth clients. Executed all Fixed Income and Equity trades for the FA Invested available cash into treasuries or other money market funds. Executed all Municipal and Equity Syndicate orders,calculated bond yields. Prepare performance analysis reports and account activity reports. Prepared client reporting packages and presentations for sales meetings. Interface with Municipal Bond Traders on a daily basis. Show less



Santander Bank, N.A.

• United States
• Banking
• 700 & Above Employee

• Personal Banking Representative

  • Mar 2005 - Feb 2007

  Opened new accounts and cross-sold various Banking products. Provided customer service to all internal and external clients. Participated in branch functions and community activities to promote the bank’s image and growth. Opened new accounts and cross-sold various Banking products. Provided customer service to all internal and external clients. Participated in branch functions and community activities to promote the bank’s image and growth.



Central Guaranty Trust, Corporate Trust Services

• Supervisor

  • Jul 1991 - Dec 1992

  Led/managed team of 7 Shareholder Services representatives. Led/managed team of 7 Shareholder Services representatives.



R-M Trust

• United Kingdom

• Shareholder Services Representative

  • Aug 1987 - Jun 1991

  Company (a Division of Mellon Bank) Company (a Division of Mellon Bank)