Heriberto Rios
Supervision Officer at Baird- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Languages
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English -
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Spanish -
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Credentials
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Series 10
FINRAJun, 2021- Nov, 2024 -
Series 9
FINRAMar, 2021- Nov, 2024 -
Series 7
FINRAFeb, 2021- Nov, 2024 -
Securities Industry Essentials Exam
FINRAFeb, 2019- Nov, 2024
Experience
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Baird
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United States
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Financial Services
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700 & Above Employee
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Supervision Officer
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Jun 2021 - Present
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Supervision Analyst
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Jun 2019 - Jun 2021
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PWM Supervision Intern
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Sep 2017 - Jun 2019
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University of Wisconsin-Milwaukee
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United States
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Higher Education
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700 & Above Employee
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Lawton Scholar Success Advocate
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Aug 2018 - May 2019
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Latino America Unida Lambda Alpha Upsilon Fraternity, Inc.
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United States
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Civic and Social Organizations
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1 - 100 Employee
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President
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May 2018 - May 2019
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Treasurer
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May 2017 - May 2018
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Multicultural Greek Council at UWM
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University of Wisconsin - Milwaukee
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President
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Sep 2017 - Dec 2018
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Woodman's Food Markets
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United States
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Retail Groceries
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400 - 500 Employee
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Warehouse Associate
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Apr 2015 - Sep 2018
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TCF Bank
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Banking
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700 & Above Employee
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Relationship Banker
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Jun 2017 - Sep 2017
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Education
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2015 - 2019
University of Wisconsin-Milwaukee
Bachelor of Business Administration - BBA, Finance -
2011 - 2015
Oak Creek High School
Community
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