Hang Man Chung

Head of Compliance - Asset Management at Asset Management
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Contact Information
us****@****om
(386) 825-5501
Location
Hong Kong SAR, HK
Languages
  • English Full professional proficiency
  • Cantonese Native or bilingual proficiency
  • Mandarin Professional working proficiency
Skills

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Credentials

  • Structuring Business Deals - reps, warranties, covenants and post closing price adj
    eCornell
    Jul, 2018
    - Nov, 2024
  • MIT Fintech: Future Commerce online course
    Massachusetts Institute of Technology
    Sep, 2016
    - Nov, 2024
  • Leadership Through Social Influence - Northwestern University
    Coursera Course Certificates
    Feb, 2016
    - Nov, 2024
  • High Performance Collaboration: Leadership, Teamwork, and Negotiation by Northwestern University
    Coursera Course Certificates
    Jan, 2016
    - Nov, 2024
  • ACCA
    ACCA
  • CFA
    CFA Institute
  • FRM
    GARP
  • Financial Markets @ Yale (Instructor: Robert Shiller)
    Coursera Verified Certificates
  • Forensic Accounting and Fraud Examination @ West Virginia University
    Coursera Verified Certificates
  • HKICPA
    HKICPA

Experience

  • Asset Management
    • Financial Services
    • 200 - 300 Employee
    • Head of Compliance - Asset Management
      • Jan 2017 - Present

      Public funds offering - ETFs and Bond FundPrivate funds - Smart Beta, FoF and Hedge FundsQDII portfolio managementStructuring solutionInvestment Compliance (UT Code, MiFID, FCA and UCIT etc.)Cyber Security AuditLicensing (corporate licensing application)Performance model designPolicies and procedures enhancementMarket trend and new regulatory requirements assessmentCompliance function buildoutRegulatory bodies relationship managementKnowledge management database implementationLead a team of 3Manager in Charge - Compliance, AML, Risk Management and Finance

  • Huatai Securities Co., Ltd.
    • China
    • Investment Banking
    • 700 & Above Employee
    • Huatai
      • Feb 2012 - Nov 2015

  • Hong Kong Exchanges and Clearing Limited (HKEX)
    • Hong Kong
    • Financial Services
    • 700 & Above Employee
    • Risk Management
      • 2011 - 2012

  • Mayer Brown
    • United States
    • Law Practice
    • 700 & Above Employee
    • Accounts (system implementation)
      • Feb 2009 - Mar 2011

  • PwC
    • Professional Services
    • 700 & Above Employee
    • Auditor
      • Sep 2005 - Jan 2009

Education

  • King's College London
    Master of Laws - LLM, International Financial and Commercial Law
    2020 - 2022
  • HKUST Business School
    Certificate, Fintech: the future of financial industry
    2019 - 2019
  • HKUST Business School
    MSc in Investment Management, Risk Management
    2009 - 2011
  • The Chinese University of Hong Kong (CUHK) Business School
    B.B.A., Professional Accountancy
    -

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