Supervisor

• Jul 2023 - Present

Senior Associate

• Dec 2022 - Jul 2023

Risk & Compliance Consultant

• Mar 2022 - Dec 2022

Deep understanding of financial regulation and compliance, with a proven ability to navigate complex regulatory environments and ensure adherence to industry standards. My expertise in the financial industry allows me to provide valuable insights and guidance to help businesses meet their regulatory obligations and drive growth.Key Responsibilities:-Conducting operational/compliance surveys and risk assessments-Design of policies, procedures, and work processes, as well as design and implementation of related controls-Exports best practices and common risk, controls and corrective actions-Participate in risk monitoring to identify process gaps, validate compliance levels, map processes, draft corrective actions/remediation plans-Reviewing materials to ensure compliance with various regulatory and legal requirements and ensure risks are appropriately identified and addressed Show less

Broker, Global Markets, Institutional Department

• 2020 - 2021

Having worked as a broker for several years, I have developed a keen eye for market trends and a deep understanding of the financial instruments and strategies used to maximize returns for my clients. My ability to analyze complex data and communicate effectively with stakeholders has enabled me to build strong, long-lasting relationships with clients and drive successful outcomes.Key Responsibilities:-Leveraging relationships with high profile clients-Conducting financial reports analysis of publicly traded companies -Tracking equity performance and finding investment opportunities Show less

Equity Trader, Global Markets, Retail Department

• 2019 - 2020

Law Intern, Private Law Firm

• 2018 - 2019