Gaynor Newman
Compliance Director at Whitechurch Securities Ltd- Claim this Profile
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Bio
Stephen Burfitt DipPFS
I have worked with Gaynor for nearly four years. During that time she has assisted me hugely in developing my skills and knowledge which has enabled me to gain in confidence and assist in delivering a robust compliance program. She is a great team player, and a real asset. I would have no hesitation in recommending her services to other like minded professionals.
Stephen Burfitt DipPFS
I have worked with Gaynor for nearly four years. During that time she has assisted me hugely in developing my skills and knowledge which has enabled me to gain in confidence and assist in delivering a robust compliance program. She is a great team player, and a real asset. I would have no hesitation in recommending her services to other like minded professionals.
Stephen Burfitt DipPFS
I have worked with Gaynor for nearly four years. During that time she has assisted me hugely in developing my skills and knowledge which has enabled me to gain in confidence and assist in delivering a robust compliance program. She is a great team player, and a real asset. I would have no hesitation in recommending her services to other like minded professionals.
Stephen Burfitt DipPFS
I have worked with Gaynor for nearly four years. During that time she has assisted me hugely in developing my skills and knowledge which has enabled me to gain in confidence and assist in delivering a robust compliance program. She is a great team player, and a real asset. I would have no hesitation in recommending her services to other like minded professionals.
Experience
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Whitechurch Securities Ltd
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United Kingdom
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Financial Services
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1 - 100 Employee
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Compliance Director
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Nov 1999 - Present
Whitechurch Securities Ltd (and Whitechurch Network until July '12) - Responsible for all compliance and T&C matters, compliance oversight CF 10 role. Project managed change from PIA to FSA, N2, mortgage and general regulation, depolarisation, TCF, A Day, MIFID, RDR. Experience of full regulatory ARROW visits and thematic visits. Risk management incorporating advisory department and discretionary fund management, client assets/money. Level 4 qualified. Whitechurch Securities Ltd (and Whitechurch Network until July '12) - Responsible for all compliance and T&C matters, compliance oversight CF 10 role. Project managed change from PIA to FSA, N2, mortgage and general regulation, depolarisation, TCF, A Day, MIFID, RDR. Experience of full regulatory ARROW visits and thematic visits. Risk management incorporating advisory department and discretionary fund management, client assets/money. Level 4 qualified.
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Manager
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Aug 1998 - Aug 1999
Providing independent financial advice on a fee basis to clients within accountancy practice. Also Ernst & Young adviser representative on Camelot panel (South Wales & West) advising lottery winners. Providing independent financial advice on a fee basis to clients within accountancy practice. Also Ernst & Young adviser representative on Camelot panel (South Wales & West) advising lottery winners.
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Godwins/Aon
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Accounting
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1 - 100 Employee
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Senior Financial Consultant
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Apr 1986 - Aug 1998
Progressed from administrator to Senior Adviser moving from Bristol to Birmingham to set up a review team responsible for existing clients. Responsible for implementing new systems and process and giving full independent financial advice and providing a financial planning service. Progressed from administrator to Senior Adviser moving from Bristol to Birmingham to set up a review team responsible for existing clients. Responsible for implementing new systems and process and giving full independent financial advice and providing a financial planning service.
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Community
