Experience

Laxmi India Finance Private Limited

• India
• Financial Services
• 100 - 200 Employee

• Company Secretary and Compliance Officer

  • Jun 2021 - Present

  •Handing compliances of Non-Banking Finance Company as prescribed in Master Direction - Non-Banking Financial Company - Systemically Important Non-Deposit taking Company and Deposit taking Company (Reserve Bank) Directions, 2016, issued by Reserve Bank of India.• Handled issuance of Listed and Unlisted Non-Convertible Debentures (“NCD”) by Company which includes drafting of Information Memorandum (“IM”) as per SEBI Regulations, Private Placement Officer Letter (“PPOL”) as per Companies Act, ISIN Activation, Corporate Action with CDSL/NSDL.• Drafted policies of the company as required under SEBI, Companies Act and Reserve Bank of India.• Drafting of Notices/Agenda/Notes to Agenda/Resolutions/Minutes for Board, Committee Meetings & General Meetings and maintenance of its Statutory Records.• Handled vetting of agreements of Direct Assignment (“DA”) Transaction and Business Correspondent (“BC”) Transaction which includes execution part of the same.• Conducted Committee, Board Meeting and General Meetings and resolved the queries of Members, Directors and Shareholders at the time of meeting.• Handling documentation part of loans as borrowed by Company from various Lenders and maintaining liaising with the lenders. Show less

• Assistant Company Secretary

  • Nov 2020 - Jun 2021

  I have promoted to Company Secretary



Deepak Arora & Associates

• India

• Associate Company Secretary

  • Feb 2019 - Nov 2020

  I worked here as Associate Company Secretary and I have handled all the Secretarial Work of the client comapnies. • Drafting and Preparation of Annul Report of Listed Entities, and Board Reports, MGT-8 and other annual return related document of public and Private companies as well. • All Listing Compliances related to Equity and Debt Listed Company (Quarterly, Half Yearly and Yearly) who are listed on BSE Limited & National Stock Exchange Limited. • Secretarial and Compliance Audit of Equity & Debt Listed Company through the entire process from planning up to finalization. • Preparation of DDR (Due Diligence Report) and ROC Search Report of the Company. • Filing of Financial Statement of Listed, Public and Private companies in XBRL (AS & Ind-AS Taxonomy). • Drafting of letters and Corporate Announcements on for various bodies and authorities and preparing presentation and designing and other various Secretarial tasks. • Dematerialization of Shares of Public Companies, Private Companies through appointment of RTA & taking ISIN. • Maintaining the Statutory Register and Minute Books in compliance with Secretarial Standards SS-1 and SS-2. • Change in Registered Office and other related compliances thereto. • Alteration of Memorandum of Association (‘MOA’) and Articles of Association (‘AOA’) of various companies in respect to change in name, object, authorized share capital and registered office and adoption of MOA and AOA in line with the Companies Act, 2013. • Handled the project related to Name change of the Company. • All other day to day working of MCA and Routine queries on Corporate Law matters. Show less



CAP MARK SECURITIES PRIVATE LIMITED

• Jaipur, Rajasthan

• Associate Compliance Officer

  • Mar 2018 - Feb 2019

  Capital Market Consultancy Company Specialized in Initial Public Offer at SME Platform, Secretarial Activities, NBFC – RBI Compliances and Corporate restructuring of Companies. • Handled individual Initial Public Offer’s (IPO) Projects in respect of listing of Company on SME Platform of BSE SME and NSE Emerge from inception to listing Capital Market Consultancy Company Specialized in Initial Public Offer at SME Platform, Secretarial Activities, NBFC – RBI Compliances and Corporate restructuring of Companies. • Handled individual Initial Public Offer’s (IPO) Projects in respect of listing of Company on SME Platform of BSE SME and NSE Emerge from inception to listing



M/s A Y & COMPANY (Formerly known as Arpit R Gupta & Company)

• Jaipur, Rajasthan

• Associate Compliance Officer

  • Jul 2017 - Feb 2018

  M/s A Y & COMPANY is group CA firm of CAP MARK SECURITIES PRIVATE LIMITED which is also engaged in Capital Market Consultancy Specialized in Initial Public Offer at SME Platform, Secretarial Activities, NBFC – RBI Compliances and Corporate restructuring of Companies, GST, Tally. M/s A Y & COMPANY is group CA firm of CAP MARK SECURITIES PRIVATE LIMITED which is also engaged in Capital Market Consultancy Specialized in Initial Public Offer at SME Platform, Secretarial Activities, NBFC – RBI Compliances and Corporate restructuring of Companies, GST, Tally.



REC Limited

• India
• Financial Services
• 500 - 600 Employee

• Company Secretary Management Trainee

  • May 2015 - May 2016

  Worked as Management Trainee for 12 months at Rural Electrification Corporation Limited (A Govt. of India Enterprise), engaged in providing finance and promote rural electrification projects all over the country, located at CGO Complex, New Delhi Worked as Management Trainee for 12 months at Rural Electrification Corporation Limited (A Govt. of India Enterprise), engaged in providing finance and promote rural electrification projects all over the country, located at CGO Complex, New Delhi